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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

NANNETTE LEIGH SABO

Advisor at VANGUARD ADVISERS, INC.

Plano, TX

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Search this name across graphsid dfx:ria:a160df8d-efa3-e844-64bf-8a7b734309be

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jan 17, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VANGUARD ADVISERS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 17, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Jan 18, 2013
First registration: Jan 17, 2008
Dual registered: yes, broker-dealer
Other names: NAN SABO|NANNETTE SABO|LEIGH SABO|NANNETTE LEIGH SABO
IAPD individual key: 2208766

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VANGUARD ADVISERS, INC.	Bd affiliated wealth	Apr 20, 2022	n/a	yes	Plano, TX	Current employment
TEXAS FINANCIAL ADVISORY	Independent wealth	Oct 23, 2020	Mar 1, 2021	no	SAN ANTONIO, TX	Previous registration
AE WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Nov 14, 2019	Nov 9, 2020	no	San Antonio, TX	Previous registration
J. W. COLE ADVISORS, INC.	Bd affiliated wealth	Apr 18, 2019	Oct 24, 2019	no	SAN ANTONIO, TX\|TAMPA, FL	Previous registration
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Former SEC adviser	Aug 21, 2017	Apr 24, 2019	no	San Antonio, TX\|SARASOTA, FL	Previous registration
CUMBERLAND ADVISORS	Independent wealth	Feb 20, 2013	May 26, 2016	no	SARASOTA, FL	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jun 18, 2009	no	Boca Raton, FL	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jan 17, 2008	Jun 1, 2009	no	BOCA RATON, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TEXAS FINANCIAL ADVISORY	VANGUARD ADVISERS, INC.	Mar 1, 2021	Apr 20, 2022	415	Firm change after gap	RIA to ibd
AE WEALTH MANAGEMENT, LLC	TEXAS FINANCIAL ADVISORY	Nov 9, 2020	Oct 23, 2020	-17	Firm change	RIA to RIA
J. W. COLE ADVISORS, INC.	AE WEALTH MANAGEMENT, LLC	Oct 24, 2019	Nov 14, 2019	21	Firm change	Ibd to RIA
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	J. W. COLE ADVISORS, INC.	Apr 24, 2019	Apr 18, 2019	-6	Bulk transfer	Ibd to ibd
CUMBERLAND ADVISORS	GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	May 26, 2016	Aug 21, 2017	452	Firm change after gap	Other
MORGAN STANLEY	CUMBERLAND ADVISORS	Jun 18, 2009	Feb 20, 2013	1,343	Firm change after gap	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other

Relationships

Registered with (8)

→ VANGUARD ADVISERS, INC.Registered adviserregistration: current employment
Apr 20, 2022 to presentfactForm ADV
→ TEXAS FINANCIAL ADVISORYRegistered adviserregistration: previous registration
Oct 23, 2020 to Mar 1, 2021factForm ADV
→ AE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Nov 14, 2019 to Nov 9, 2020factForm ADV
→ J. W. COLE ADVISORS, INC.Registered adviserregistration: previous registration
Apr 18, 2019 to Oct 24, 2019factForm ADV
→ GLOBAL FINANCIAL PRIVATE CAPITAL, INC.Registered adviserregistration: previous registration
Aug 21, 2017 to Apr 24, 2019factForm ADV
→ CUMBERLAND ADVISORSRegistered adviserregistration: previous registration
Feb 20, 2013 to May 26, 2016factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jun 18, 2009factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jan 17, 2008 to Jun 1, 2009factForm ADV

Dated events

No dated event names this entity yet.