DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Nannette Leigh Sabo
Feed of 09/14/2026
Also filed as Nan Sabo
At current firm
4 y
since Apr 20, 2022
In the industry
18 y
since Jan 17, 2008 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Vanguard Advisers, Inc. BD affiliated currentsince Apr 20, 2022 · Plano, Tx
- Texas Financial Advisory independent RIAOct 23, 2020 to Mar 1, 2021 · San Antonio, Tx
- Ae Wealth Management, LLC BD affiliatedNov 14, 2019 to Nov 9, 2020 · San Antonio, Tx
- J. W. Cole Advisors, Inc. BD affiliatedApr 18, 2019 to Oct 24, 2019 · San Antonio, Tx
- Global Financial Private Capital, Inc. formerAug 21, 2017 to Apr 24, 2019 · San Antonio, Tx
- Cumberland Advisors independent RIAFeb 20, 2013 to May 26, 2016 · Sarasota, Fl
- Morgan Stanley wirehouseJun 1, 2009 to Jun 18, 2009 · Boca Raton, Fl
- Citigroup Global Markets Inc. BD affiliatedJan 17, 2008 to Jun 1, 2009 · Boca Raton, Fl
Moves
a registration end followed by a registration begin elsewhere
- Texas Financial Advisory to Vanguard Advisers, Inc.left Mar 1, 2021, registered Apr 20, 2022 (415 days) · RIA to affiliated broker-dealer or bank
- Ae Wealth Management, LLC to Texas Financial Advisoryleft Nov 9, 2020, registered Oct 23, 2020 (-17 days) · RIA to RIA
- J. W. Cole Advisors, Inc. to Ae Wealth Management, LLCleft Oct 24, 2019, registered Nov 14, 2019 (21 days) · Affiliated broker-dealer or bank to independent RIA
- Global Financial Private Capital, Inc. to J. W. Cole Advisors, Inc.left Apr 24, 2019, registered Apr 18, 2019 (-6 days) · corporate re-registration, not a move
- Cumberland Advisors to Global Financial Private Capital, Inc.left May 26, 2016, registered Aug 21, 2017 (452 days) · Other
- Morgan Stanley to Cumberland Advisorsleft Jun 18, 2009, registered Feb 20, 2013 (1343 days) · Other
- Citigroup Global Markets Inc. to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address