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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

HIGHMOUNT CAPITAL

HIGHMOUNT CAPITAL LLC, CRD 120418

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a16ee6f3-0929-744d-1336-2df393605fcb

Data as of Mar 30, 2017 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 0
On other graphs: 0
Observed: Feb 10, 2012 to Mar 30, 2017
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.9BItem 5.F on the latest filing (2017-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.6B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 24
Advisory employees: 12
Accounts: 700
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $1.7Mgross asset value as reported per fund; never fund size
Custody, client assets: $1.3B
SEC number: 801-61093
CRD: 120418
Filings on the tape: 14
First filed: Feb 10, 2012
Latest filed: Mar 30, 2017
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BROWN ADVISORY GROUP HOLDINGS LLC	HOLDING COMPANY	C	yes	01/2016	Jan 29, 2016	Mar 30, 2017
BROWN ADVISORY INCORPORATED	UNIT HOLDER AND MANAGING MEMBER	F	yes	06/2015	Jul 10, 2015	Mar 30, 2017
BROWN ADVISORY MANAGEMENT LLC	HOLDING COMPANY AND MANAGING MEMBER	E	yes	06/2015	Jul 10, 2015	Mar 30, 2017
CHURCHILL, DAVID, MICHAEL	CHIEF OPERATING OFFICER	Na	yes	06/2015	Jul 10, 2015	Mar 30, 2017
HANKIN, MICHAEL, DAVID	PRESIDENT & CEO	Na	yes	06/2015	Jul 10, 2015	Mar 30, 2017
ROGERS, BRETT, DAVID	CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL	Na	yes	01/2016	Jul 10, 2015	Mar 30, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BROWN ADVISORY LLC	n/a	Mixed wealth	$124B	N	yes	n/a
BROWN ADVISORY LTD.	n/a	Other adviser	$27B	N	yes	n/a
BROWN ADVISORY INVESTMENT SOLUTIONS GROUP LLC	n/a	Asset manager	$9.8B	N	yes	n/a
BROWN ADVISORY SECURITIES, LLC	n/a	Former SEC adviser	$392M	N	yes	n/a
BLACKHAW WEALTH MANAGEMENT, LLC	n/a	Former SEC adviser	$230M	N	yes	n/a
BROWN ADVISORY TRUST COMPANY OF DELAWARE, LLC	n/a	n/a	n/a	N	yes	n/a
BROWN INVESTMENT ADVISORY AND TRUST COMPANY	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Boston	Ma	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 30, 2017	$1.9B	$1.6B	24	12	n/a	1	$1.7M
2015	Jan 29, 2016	$2.0B	$1.7B	28	14	n/a	1	$2.4M
2014	Mar 27, 2015	$2.2B	$1.8B	33	22	n/a	1	$1.1M
2013	Mar 31, 2014	$2.4B	$2.0B	35	21	n/a	1	$1.9M
2012	Mar 28, 2013	$2.2B	$1.8B	38	21	n/a	1	$2.8M
2011	Feb 10, 2012	$2.0B	$1.5B	n/a	n/a	n/a	1	$6.5M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$1.9B	$2.0B	-4.3%	$2.4B	-7.5%	24	28	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
BROWN ADVISORY	3	May 26, 2017	Jun 20, 2017	NEW YORK, NY	Firm absorbed	Other	100.0%

Relationships

Affiliated with (6)

← BLACKHAW WEALTH MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ BROWN ADVISORYRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ BROWN ADVISORY SECURITIES, LLCRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
→ BROWN ADVISORY INVESTMENT SOLUTIONS GROUP LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ BLACKHAW WEALTH MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ BROWN ADVISORY LTD.Registered adviserother investment adviser, common control
factForm ADV

Controls (6)

← CHURCHILL, DAVID, MICHAELOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Jul 10, 2015 to presentfactForm ADV
← HANKIN, MICHAEL, DAVIDOwnerPRESIDENT & CEO, ownership code NA, individual
Jul 10, 2015 to presentfactForm ADV
← ROGERS, BRETT, DAVIDOwnerCHIEF COMPLIANCE OFFICER & GENERAL COUNSEL, ownership code NA, individual
Jul 10, 2015 to presentfactForm ADV
← BROWN ADVISORY GROUP HOLDINGS LLCOwnerHOLDING COMPANY, ownership code C, domestic entity
Jan 29, 2016 to presentfactForm ADV
← BROWN ADVISORY INCORPORATEDOwnerUNIT HOLDER AND MANAGING MEMBER, ownership code F, domestic entity
Jul 10, 2015 to presentfactForm ADV
← BROWN ADVISORY MANAGEMENT LLCOwnerHOLDING COMPANY AND MANAGING MEMBER, ownership code E, domestic entity
Jul 10, 2015 to presentfactForm ADV

Moved with (1)

→ BROWN ADVISORYRegistered adviser3 advisors, firm absorbed
May 26, 2017 to Jun 20, 2017factForm ADV

Registered with (4)

← BERNARD KAROL NOWAKAdvisorregistration: previous registration
Apr 26, 2002 to May 31, 2017factForm ADV
← BRIAN J. WALSHAdvisorregistration: previous registration
Feb 20, 2008 to May 26, 2017factForm ADV
← CHRISTOPHER C HOLCOMBEAdvisorregistration: previous registration
Apr 8, 2014 to May 26, 2017factForm ADV
← Conor RyanAdvisorregistration: previous registration
Apr 26, 2002 to Dec 1, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a16ee6f3-0929-744d-1336-2df393605fcb
First observed: Feb 10, 2012
Last observed: Mar 30, 2017 115 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HIGHMOUNT CAPITAL

HIGHMOUNT CAPITAL LLC, CRD 120418

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a16ee6f3-0929-744d-1336-2df393605fcb

Data as of Mar 30, 2017 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:36 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BROWN ADVISORY GROUP HOLDINGS LLC

HOLDING COMPANY

yes

01/2016

Jan 29, 2016

Mar 30, 2017

BROWN ADVISORY INCORPORATED

UNIT HOLDER AND MANAGING MEMBER

yes

06/2015

Jul 10, 2015

Mar 30, 2017

BROWN ADVISORY MANAGEMENT LLC

HOLDING COMPANY AND MANAGING MEMBER

yes

06/2015

Jul 10, 2015

Mar 30, 2017

CHURCHILL, DAVID, MICHAEL

CHIEF OPERATING OFFICER

yes

06/2015

Jul 10, 2015

Mar 30, 2017

HANKIN, MICHAEL, DAVID

PRESIDENT & CEO

yes

06/2015

Jul 10, 2015

Mar 30, 2017

ROGERS, BRETT, DAVID

CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL

yes

01/2016

Jul 10, 2015

Mar 30, 2017

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BROWN ADVISORY LLC

n/a

Mixed wealth

$124B

yes

n/a

BROWN ADVISORY LTD.

n/a

Other adviser

$27B

yes

n/a

BROWN ADVISORY INVESTMENT SOLUTIONS GROUP LLC

n/a

Asset manager

$9.8B

yes

n/a

BROWN ADVISORY SECURITIES, LLC

n/a

Former SEC adviser

$392M

yes

n/a

BLACKHAW WEALTH MANAGEMENT, LLC

n/a

Former SEC adviser

$230M

yes

n/a

BROWN ADVISORY TRUST COMPANY OF DELAWARE, LLC

n/a

yes

n/a

BROWN INVESTMENT ADVISORY AND TRUST COMPANY

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Boston

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Mar 30, 2017

$1.9B

$1.6B

n/a

$1.7M

2015

Jan 29, 2016

$2.0B

$1.7B

n/a

$2.4M

2014

Mar 27, 2015

$2.2B

$1.8B

n/a

$1.1M

2013

Mar 31, 2014

$2.4B

$2.0B

n/a

$1.9M

2012

Mar 28, 2013

$2.2B

$1.8B

n/a

$2.8M

2011

Feb 10, 2012

$2.0B

$1.5B

n/a

$6.5M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

$1.9B

$2.0B

-4.3%

$2.4B

-7.5%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

BROWN ADVISORY

May 26, 2017

Jun 20, 2017

NEW YORK, NY

Firm absorbed

Other

100.0%