DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

BLACKHAW WEALTH MANAGEMENT, LLC

CRD 149953

AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:28ea7360-dbda-4f10-cc7c-7e01bfa26575

Data as of Mar 31, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 1
On other graphs: 0
Observed: Jun 16, 2014 to Mar 31, 2017
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $230MItem 5.F on the latest filing (2017-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $148M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 3
Accounts: 276
Custody, client assets: $91.7M
SEC number: 801-79955
CRD: 149953
Filings on the tape: 11
First filed: Jun 16, 2014
Latest filed: Mar 31, 2017
Organised: Limited Liability Company, Texas

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BROWN ADVISORY GROUP HOLDINGS LLC	HOLDING COMPANY	C	yes	09/2016	Sep 2, 2016	Mar 31, 2017
BROWN ADVISORY INCORPORATED	UNIT HOLDER AND MANAGING MEMBER	F	yes	09/2016	Sep 2, 2016	Mar 31, 2017
BROWN ADVISORY MANAGEMENT LLC	HOLDING COMPANY AND MANAGING MEMBER	E	yes	09/2016	Sep 2, 2016	Mar 31, 2017
CHURCHILL, DAVID, MICHAEL	CHIEF OPERATING OFFICER	Na	yes	09/2016	Sep 2, 2016	Mar 31, 2017
HANKIN, MICHAEL, DAVID	PRESIDENT & CEO	Na	yes	09/2016	Sep 2, 2016	Mar 31, 2017
ROGERS, BRETT, DAVID	CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL	Na	yes	09/2016	Sep 2, 2016	Mar 31, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BROWN ADVISORY LLC	n/a	Mixed wealth	$124B	N	yes	n/a
BROWN ADVISORY LTD.	n/a	Other adviser	$27B	N	yes	n/a
BROWN ADVISORY INVESTMENT SOLUTIONS GROUP LLC	n/a	Asset manager	$9.8B	N	yes	n/a
HIGHMOUNT CAPITAL LLC	n/a	Former SEC adviser	$1.9B	N	yes	n/a
BROWN ADVISORY SECURITIES, LLC	n/a	Former SEC adviser	$392M	N	yes	n/a
BROWN ADVISORY TRUST COMPANY OF DELAWARE, LLC	n/a	n/a	n/a	N	yes	n/a
BROWN INVESTMENT ADVISORY AND TRUST COMPANY	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 31, 2017	$230M	$148M	4	3	n/a	n/a	n/a
2015	Mar 29, 2016	$193M	$126M	4	3	n/a	n/a	n/a
2014	Mar 25, 2015	$132M	$112M	4	3	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$230M	$193M	19.2%	n/a	n/a	4	4	n/a	n/a

Relationships

Affiliated with (6)

→ BROWN ADVISORYRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ HIGHMOUNT CAPITALRegistered adviserother investment adviser, common control
factForm ADV
→ BROWN ADVISORY SECURITIES, LLCRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
→ BROWN ADVISORY INVESTMENT SOLUTIONS GROUP LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ BROWN ADVISORY LTD.Registered adviserother investment adviser, common control
factForm ADV
← HIGHMOUNT CAPITALRegistered adviserother investment adviser, common control
factForm ADV

Controls (6)

← CHURCHILL, DAVID, MICHAELOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Sep 2, 2016 to presentfactForm ADV
← HANKIN, MICHAEL, DAVIDOwnerPRESIDENT & CEO, ownership code NA, individual
Sep 2, 2016 to presentfactForm ADV
← ROGERS, BRETT, DAVIDOwnerCHIEF COMPLIANCE OFFICER & GENERAL COUNSEL, ownership code NA, individual
Sep 2, 2016 to presentfactForm ADV
← BROWN ADVISORY GROUP HOLDINGS LLCOwnerHOLDING COMPANY, ownership code C, domestic entity
Sep 2, 2016 to presentfactForm ADV
← BROWN ADVISORY INCORPORATEDOwnerUNIT HOLDER AND MANAGING MEMBER, ownership code F, domestic entity
Sep 2, 2016 to presentfactForm ADV
← BROWN ADVISORY MANAGEMENT LLCOwnerHOLDING COMPANY AND MANAGING MEMBER, ownership code E, domestic entity
Sep 2, 2016 to presentfactForm ADV

Registered with (2)

← IAN PHILLIP MCABEERAdvisorregistration: previous registration
Jun 1, 2009 to May 24, 2017factForm ADV
← EFFIMIA CHRISTINE KARIDESAdvisorregistration: previous registration
Jul 18, 2014 to May 24, 2017factForm ADV

Dated events

Occurred
Jun 16, 2014
First Form ADV filing
Blackhaw Wealth Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:28ea7360-dbda-4f10-cc7c-7e01bfa26575
First observed: Jun 16, 2014
Last observed: Mar 31, 2017 115 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BLACKHAW WEALTH MANAGEMENT, LLC

CRD 149953

AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:28ea7360-dbda-4f10-cc7c-7e01bfa26575

Data as of Mar 31, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:51 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BROWN ADVISORY GROUP HOLDINGS LLC

HOLDING COMPANY

yes

09/2016

Sep 2, 2016

Mar 31, 2017

BROWN ADVISORY INCORPORATED

UNIT HOLDER AND MANAGING MEMBER

yes

09/2016

Sep 2, 2016

Mar 31, 2017

BROWN ADVISORY MANAGEMENT LLC

HOLDING COMPANY AND MANAGING MEMBER

yes

09/2016

Sep 2, 2016

Mar 31, 2017

CHURCHILL, DAVID, MICHAEL

CHIEF OPERATING OFFICER

yes

09/2016

Sep 2, 2016

Mar 31, 2017

HANKIN, MICHAEL, DAVID

PRESIDENT & CEO

yes

09/2016

Sep 2, 2016

Mar 31, 2017

ROGERS, BRETT, DAVID

CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL

yes

09/2016

Sep 2, 2016

Mar 31, 2017

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BROWN ADVISORY LLC

n/a

Mixed wealth

$124B

yes

n/a

BROWN ADVISORY LTD.

n/a

Other adviser

$27B

yes

n/a

BROWN ADVISORY INVESTMENT SOLUTIONS GROUP LLC

n/a

Asset manager

$9.8B

yes

n/a

HIGHMOUNT CAPITAL LLC

n/a

Former SEC adviser

$1.9B

yes

n/a

BROWN ADVISORY SECURITIES, LLC

n/a

Former SEC adviser

$392M

yes

n/a

BROWN ADVISORY TRUST COMPANY OF DELAWARE, LLC

n/a

yes

n/a

BROWN INVESTMENT ADVISORY AND TRUST COMPANY

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Mar 31, 2017

$230M

$148M

n/a

2015

Mar 29, 2016

$193M

$126M

n/a

2014

Mar 25, 2015

$132M

$112M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

$230M

$193M

19.2%

n/a