DFX Intelligence

B•••• A••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserOther adviserSEC registeredRAUM 10b 100b

B•••• A••••••• L•••

CRD 168985

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 16
On other graphs: 0
Observed: Nov 11, 2014 to Mar 30, 2026
30 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderived••• Locked
Regulatory AUM: $27B••• Locked
Discretionary RAUM: $26B
Private client RAUM: $3.1Bderived••• Locked
Private client share: 12%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 110
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••• A••••••• G•••• H••••••• L••	HOLDING COMPANY	C	yes	01/2016	Jan 29, 2016	Mar 30, 2024
B•••• A••••••• I•••••••••	UNIT HOLDER AND MANAGING MEMBER	F	yes	01/2016	Nov 11, 2014	Mar 30, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B•••• A••••••• L••	n/a	Mixed wealth	$124B	N	yes	n/a
B•••• A••••••• I••••••••• S•••••••• G•••• L••	n/a	Asset manager	$9.8B	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$27B	$19B	36.9%	$7.5B	52.4%	110	89	0	0

Relationships

Affiliated with (11)

← B•••• A••••••• I••••••••• S•••••••• G•••• L••Registered adviserother investment adviser, common control
factForm ADV
← B•••• A•••••••Registered adviserother investment adviser, common control
factForm ADV
→ B•••• A•••••••Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ B•••• A•••••••Registered adviserother investment adviser, pooled vehicle sponsor, common control

Dated events

3 bookkeeping events (roster, classification and holdings changes) folded below

Order

Occurred
30 Mar 2026
Regulatory AUM changed
••• Locked
Form ADV
$7.2B
Occurred
27 Mar 2025
Regulatory AUM changed
••• Locked
Form ADV
$4.8B
Occurred
30 Mar 2024
Regulatory AUM changed
••• Locked
Form ADV
$7.1B
Occurred
28 Jul 2023
Control person joined
••• Locked
Form ADV
Occurred
31 Mar 2022
Regulatory AUM changed
••• Locked
Form ADV
$3.5B

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 11, 2014
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 12 rows

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
T•••••••• R••••••• M•••••	C•••• C••••••••• O•••••• • B•••• A••••••• L••	Na	yes	03/2015	Mar 30, 2015	Mar 30, 2024
W••••• W••••••• O•••••	CHIEF OPERATING OFFICER	Na	yes	06/2023	Jul 28, 2023	Mar 30, 2024

All 15 rows

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
N•••••• O••••••••• F••• G•• L••	n/a	n/a	n/a	N	yes	n/a
N•••••• V•••••• P••••••• L••	n/a	n/a	n/a	N	yes	n/a
N•••••• V••••••• F••• I• G•• L••	n/a	n/a	n/a	N	yes	n/a
N•••••• V••••••• F••• I• G•• L••	n/a	n/a	n/a	N	yes	n/a
N•••••• V••••••• F••• I•• G• L••	n/a	n/a	n/a	N	yes	n/a

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Jan 29, 2016	$120M	$117M	25	6	n/a	n/a	n/a
2014	Mar 30, 2015	$86.7M	$82.9M	14	2	n/a	n/a	n/a