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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)33 years in industry

John P Gavey

Advisor at CITIZENS PRIVATE WEALTH

TARRYTOWN, NY | WESTWOOD, MA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jun 29, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CITIZENS PRIVATE WEALTH
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 29, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 2
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Jun 29, 1993
First registration: Jun 29, 2004
Dual registered: yes, broker-dealer
Other names: JOHN PATRICK GAVEY
IAPD individual key: 2072764

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CITIZENS PRIVATE WEALTH	Bd affiliated wealth	Jul 21, 2025	n/a	yes	TARRYTOWN, NY	Current employment
CITIZENS SECURITIES, INC.	Bd affiliated wealth	Jul 21, 2025	n/a	yes	WESTWOOD, MA\|TARRYTOWN, NY	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	May 31, 2024	Jan 12, 2025	no	San Francisco, CA\|NEW YORK, NY\|Fairfield, CT	Previous registration
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	Former SEC adviser	Aug 1, 2011	Jan 14, 2025	no	SAN FRANCISCO, CA\|New York, NY	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Aug 4, 2011	no	New York, NY	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Oct 25, 2007	Jun 1, 2009	no	NEW YORK, NY	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jun 29, 2004	Feb 5, 2007	no	OMAHA, NE\|BEVERLY HILLS, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	J.P. MORGAN SECURITIES LLC	Jan 14, 2025	May 31, 2024	-228	Channel change	Ibd to wirehouse
J.P. MORGAN SECURITIES LLC	CITIZENS SECURITIES, INC.	Jan 12, 2025	Jul 21, 2025	190	Firm change	Wirehouse to ibd
MORGAN STANLEY	J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	Aug 4, 2011	Aug 1, 2011	-3	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
TD AMERITRADE, INC.	CITIGROUP GLOBAL MARKETS INC.	Feb 5, 2007	Oct 25, 2007	262	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
108559:79:NY:2025-01-14	Jan 14, 2025	May 31, 2024	NEW YORK, NY	Firm change after gap

Relationships

Registered with (7)

→ CITIZENS PRIVATE WEALTHRegistered adviserregistration: current employment
Jul 21, 2025 to presentfactForm ADV
→ CITIZENS SECURITIES, INC.Registered adviserregistration: current employment
Jul 21, 2025 to presentfactForm ADV
→ J.P. MORGAN PRIVATE WEALTH ADVISORS LLCRegistered adviserregistration: previous registration
Aug 1, 2011 to Jan 14, 2025factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
May 31, 2024 to Jan 12, 2025factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Aug 4, 2011factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Oct 25, 2007 to Jun 1, 2009factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jun 29, 2004 to Feb 5, 2007factForm ADV

Dated events

Occurred
Jan 12, 2025
Advisor changed firm
John P Gavey left J.P. Morgan Securities Llc for Citizens Private Wealth (registered 2025-07-21)
Form ADVobserved 6 days ago