RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• P• G••••
- C••••••• S••••••••• I••• BD affiliated currentsince Jul 21, 2025 · Westwood, Ma
- C••••••• P•••••• W••••• BD affiliated currentsince Jul 21, 2025 · Tarrytown, Ny
- J••• M••••• S••••••••• L•• wirehouseMay 31, 2024 to Jan 12, 2025 · San Francisco, Ca
- J••• M••••• P•••••• W••••• A••••••• L•• formerAug 1, 2011 to Jan 14, 2025 · San Francisco, Ca
- M••••• S•••••• wirehouseJun 1, 2009 to Aug 4, 2011 · New York, Ny
- C•••••••• G••••• M•••••• I••• BD affiliatedOct 25, 2007 to Jun 1, 2009 · New York, Ny
- T• A••••••••• I••• formerJun 29, 2004 to Feb 5, 2007 · Omaha, Ne
- J••• M••••• P•••••• W••••• A••••••• L•• to J••• M••••• S••••••••• L••left Jan 14, 2025, registered May 31, 2024 (-228 days) · channel change inside one enterprise, not a move · moved with a team
- J••• M••••• S••••••••• L•• to C••••••• S••••••••• I•••left Jan 12, 2025, registered Jul 21, 2025 (190 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• S•••••• to J••• M••••• P•••••• W••••• A••••••• L••left Aug 4, 2011, registered Aug 1, 2011 (-3 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- T• A••••••••• I••• to C•••••••• G••••• M•••••• I•••left Feb 5, 2007, registered Oct 25, 2007 (262 days) · Other
- J••• P• G•••• left J••• M••••• S••••••••• L•• for C••••••• P•••••• W••••• (registered 2025-07-21)Jan 12, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address