DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••••• M•••• E•••••••••

S••••• V•••••• W••••• A••••••• L••independent RIAKansas City, MoIA-onlyIAPD 4754150

Feed of 09/14/2026

Also filed as J•••••• M•••• Estes

At current firm

1 y

since Feb 24, 2025

In the industry

22 y

since Feb 16, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••• V•••••• W••••• A••••••• L•• independent RIA current
since Feb 24, 2025 · Kansas City, Mo
W•••• F•••• A••••••• wirehouse
Aug 21, 2019 to Mar 7, 2025 · Kansas City, Mo
W•••• F•••• A••••••• wirehouse
May 24, 2013 to Aug 21, 2019 · Mission Woods, Ks
R•• C•••••• M••••••• L•• national BD
Apr 16, 2009 to Jun 5, 2013 · Leawood, Ks
U•• F•••••••• S••••••• I••• wirehouse
Feb 23, 2009 to Apr 23, 2009 · Kansas City, Mo

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to S••••• V•••••• W••••• A••••••• L••
left Mar 7, 2025, registered Feb 24, 2025 (-11 days) · Wirehouse to a newly registered adviser (no RAUM reported yet) · moved with a team
W•••• F•••• A••••••• to W•••• F•••• A•••••••
left Aug 21, 2019, registered Aug 21, 2019 (0 days) · channel change inside one enterprise, not a move · moved with a team
R•• C•••••• M••••••• L•• to W•••• F•••• A•••••••
left Jun 5, 2013, registered May 24, 2013 (-12 days) · Affiliated broker-dealer or bank to wirehouse
U•• F•••••••• S••••••• I••• to R•• C•••••• M••••••• L••
left Apr 23, 2009, registered Apr 16, 2009 (-7 days) · Wirehouse to affiliated broker-dealer or bank

Signals

J•••••• M•••• E••••••••• left W•••• F•••• A••••••• for S••••• V•••••• W••••• A••••••• L•• (registered 2025-02-24)
Mar 7, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address