RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N•••• B•••••
- D•••••••• A••••••• S•••••••• I••• institutional currentsince Jul 15, 2025 · Miami, Fl
- I••••• R••••••••• G•••• mixed wealth currentsince Apr 29, 2019 · Miami, Fl
- S•• C•••• H••••••• L•• state registeredJun 3, 2015 to Feb 27, 2019 · Coral Gables, Fl
- 1•• D••••••• B••••••••• I••• independent RIASep 23, 2009 to May 17, 2010 · Lake Worth, Fl
- S•• C•••• H••••••• L•• to I••••• R••••••••• G••••left Feb 27, 2019, registered Apr 29, 2019 (61 days) · Other
- 1•• D••••••• B••••••••• I••• to S•• C•••• H••••••• L••left May 17, 2010, registered Jun 3, 2015 (1843 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address