RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••••• A•••••••
- D•• U••• O• U••••• P••••••••• A••••• L••• state registered currentsince Nov 25, 2025 · Tulsa, Ok
- L•• F•••••••• L•• BD affiliatedMar 2, 2022 to Oct 24, 2024 · Tulsa, Ok
- E••••• J•••• national BDDec 6, 2016 to Mar 7, 2022 · Tulsa, Ok
- A••••••••• I••••••••• A••••••• I•• formerOct 24, 2008 to Dec 31, 2016 · Tulsa, Ok
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 23, 2006 to Nov 21, 2006 · Little Rock, Ar
- L•• F•••••••• L•• to D•• U••• O• U••••• P••••••••• A••••• L•••left Oct 24, 2024, registered Nov 25, 2025 (397 days) · Affiliated broker-dealer or bank to a state-registered adviser
- E••••• J•••• to L•• F•••••••• L••left Mar 7, 2022, registered Mar 2, 2022 (-5 days) · Affiliated broker-dealer or bank to another
- A••••••••• I••••••••• A••••••• I•• to E••••• J••••left Dec 31, 2016, registered Dec 6, 2016 (-25 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••••••• I••••••••• A••••••• I••left Nov 21, 2006, registered Oct 24, 2008 (703 days) · Other
- L•••••• A••••••• left L•• F•••••••• L•• for D•• U••• O• U••••• P••••••••• A••••• L••• (registered 2025-11-25)Oct 24, 2024 · Advisor changed firm · fact
- L•••••• A••••••• left E••••• J•••• for L•• F•••••••• L•• (registered 2022-03-02)Mar 7, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address