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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst13 years in industry

CORY JAMES BOGGS

Advisor at CRESSET ASSET MANAGEMENT, LLC

CHICAGO, IL | Santa Barbara, CA

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Search this name across graphsid dfx:ria:a27db3a8-16f7-8b96-0255-9032ee3020c0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 15, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CRESSET ASSET MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 13, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 4
Designations: Certified Financial Planner|Chartered Financial Analyst
Exams: S66
First exam: Oct 13, 2012
First registration: Oct 15, 2012
Dual registered: no
IAPD individual key: 5312821

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CRESSET ASSET MANAGEMENT, LLC	Independent wealth	Jul 28, 2026	n/a	yes	Santa Barbara, CA\|CHICAGO, IL	Current employment
MANCHESTER CAPITAL MANAGEMENT LLC	Independent wealth	Nov 20, 2017	Jul 28, 2026	no	Montecito, CA	Previous registration
MANCHESTER CAPITAL MANAGEMENT LLC	Independent wealth	Nov 20, 2017	Jan 6, 2024	no	Montecito, CA	Previous registration
RBC SECURITIES, INC.	Bd affiliated wealth	Jan 22, 2016	Mar 3, 2017	no	long beach, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|Los Angeles, CA	Previous registration
RBC ROCHDALE, LLC	Bd affiliated wealth	Mar 4, 2015	Jan 14, 2016	no	LOS ANGELES, CA\|NEW YORK, NY	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 15, 2012	Apr 9, 2013	no	Las Vegas, NV	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MANCHESTER CAPITAL MANAGEMENT LLC	CRESSET ASSET MANAGEMENT, LLC	Jul 28, 2026	Jul 28, 2026	0	Firm change	RIA to RIA
RBC SECURITIES, INC.	MANCHESTER CAPITAL MANAGEMENT LLC	Mar 3, 2017	Nov 20, 2017	262	Firm change	Other
RBC ROCHDALE, LLC	RBC SECURITIES, INC.	Jan 14, 2016	Jan 22, 2016	8	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	RBC ROCHDALE, LLC	Apr 9, 2013	Mar 4, 2015	694	Firm change after gap	Other

Relationships

Registered with (5)

→ CRESSET ASSET MANAGEMENT, LLCRegistered adviserregistration: current employment
Jul 28, 2026 to presentfactForm ADV
→ MANCHESTER CAPITAL MANAGEMENT LLCRegistered adviserregistration: previous registration
Nov 20, 2017 to Jul 28, 2026factForm ADV
→ RBC SECURITIES, INC.Registered adviserregistration: previous registration
Jan 22, 2016 to Mar 3, 2017factForm ADV
→ RBC ROCHDALE, LLCRegistered adviserregistration: previous registration
Mar 4, 2015 to Jan 14, 2016factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Oct 15, 2012 to Apr 9, 2013factForm ADV

Dated events

Occurred
Jul 28, 2026
Advisor changed firm
Cory James Boggs left Manchester Capital Management Llc for Cresset Asset Management, Llc (registered 2026-07-28)
Form ADVobserved 6 days ago