DFX Intelligence

Data Factory

RIA / WealthAdvisor27 years in industry

JOSH DOUGLAS HEDERICK

Advisor at PRIME CAPITAL FINANCIAL

Raleigh, NC | OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a28ada01-1909-9004-036d-58f0ba52a808

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jun 11, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PRIME CAPITAL FINANCIAL
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 2, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66|S65
First exam: Jun 2, 1999
First registration: Jun 11, 1999
Dual registered: no
Other names: JOSH D HEDERICK|JOSH DOUGLAS HEDERICK
IAPD individual key: 3120694

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PRIME CAPITAL FINANCIAL	Mixed wealth	Sep 27, 2024	n/a	yes	Raleigh, NC\|OVERLAND PARK, KS	Current employment
EDELMAN FINANCIAL ENGINES	Independent wealth	Nov 30, 2016	Oct 25, 2024	no	RALEIGH, NC\|RALEIGH, NC	Previous registration
FINANCIAL ENGINES ADVISOR CENTER, LLC	Former SEC adviser	Oct 6, 2016	Nov 30, 2016	no	RALEIGH, NC\|OVERLAND PARK, KS	Previous registration
THE MUTUAL FUND STORE	n/a	Apr 16, 2008	Nov 2, 2016	no	RALEIGH, NC	Previous registration
THE MUTUAL FUND STORE	Former SEC adviser	Jan 3, 2007	Apr 22, 2008	no	FRANKLIN, TN	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 11, 1999	Oct 24, 2002	no	RICHMOND, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EDELMAN FINANCIAL ENGINES	PRIME CAPITAL FINANCIAL	Oct 25, 2024	Sep 27, 2024	-28	Firm change	RIA to RIA
FINANCIAL ENGINES ADVISOR CENTER, LLC	EDELMAN FINANCIAL ENGINES	Nov 30, 2016	Nov 30, 2016	0	Bulk transfer	Other
THE MUTUAL FUND STORE	FINANCIAL ENGINES ADVISOR CENTER, LLC	Nov 2, 2016	Oct 6, 2016	-27	Firm change	Other
THE MUTUAL FUND STORE	THE MUTUAL FUND STORE	Apr 22, 2008	Apr 16, 2008	-6	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	THE MUTUAL FUND STORE	Oct 24, 2002	Jan 3, 2007	1,532	Firm change after gap	Other

Relationships

Registered with (6)

→ PRIME CAPITAL FINANCIALRegistered adviserregistration: current employment
Sep 27, 2024 to presentfactForm ADV
→ EDELMAN FINANCIAL ENGINESRegistered adviserregistration: previous registration
Nov 30, 2016 to Oct 25, 2024factForm ADV
→ FINANCIAL ENGINES ADVISOR CENTER, LLCRegistered adviserregistration: previous registration
Oct 6, 2016 to Nov 30, 2016factForm ADV
→ THE MUTUAL FUND STORERegistered adviserregistration: previous registration
Apr 16, 2008 to Nov 2, 2016factForm ADV
→ THE MUTUAL FUND STORERegistered adviserregistration: previous registration
Jan 3, 2007 to Apr 22, 2008factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 11, 1999 to Oct 24, 2002factForm ADV

Dated events

Occurred
Oct 25, 2024
Advisor changed firm
Josh Douglas Hederick left Edelman Financial Engines for Prime Capital Financial (registered 2024-09-27)
Form ADVobserved 6 days ago