DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Josh Douglas Hederick

Prime Capital Financialmixed wealthRaleigh, Nc IA-onlyIAPD 3120694

Feed of 09/14/2026

Also filed as Josh D Hederick

At current firm

1 y

since Sep 27, 2024

In the industry

27 y

since Jun 2, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Prime Capital Financial mixed wealth current
since Sep 27, 2024 · Raleigh, Nc
Edelman Financial Engines independent RIA
Nov 30, 2016 to Oct 25, 2024 · Raleigh, Nc
Financial Engines Advisor Center, LLC former
Oct 6, 2016 to Nov 30, 2016 · Raleigh, Nc
The Mutual Fund Store unclassified
Apr 16, 2008 to Nov 2, 2016 · Raleigh, Nc
The Mutual Fund Store former
Jan 3, 2007 to Apr 22, 2008 · Franklin, Tn
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Jun 11, 1999 to Oct 24, 2002 · Richmond, Va

Moves

a registration end followed by a registration begin elsewhere

Edelman Financial Engines to Prime Capital Financial
left Oct 25, 2024, registered Sep 27, 2024 (-28 days) · RIA to RIA
Financial Engines Advisor Center, LLC to Edelman Financial Engines
left Nov 30, 2016, registered Nov 30, 2016 (0 days) · corporate re-registration, not a move
The Mutual Fund Store to Financial Engines Advisor Center, LLC
left Nov 2, 2016, registered Oct 6, 2016 (-27 days) · Other
The Mutual Fund Store to The Mutual Fund Store
left Apr 22, 2008, registered Apr 16, 2008 (-6 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to The Mutual Fund Store
left Oct 24, 2002, registered Jan 3, 2007 (1532 days) · Other

Signals

Josh Douglas Hederick left Edelman Financial Engines for Prime Capital Financial (registered 2024-09-27)
Oct 25, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address