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S••••• E••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)26 years in industry

S••••• E••• B••••••

Advisor at C••••••• P•••••• W•••••

PITTSBURGH, PA | TARRYTOWN, NY | SYRACUSE, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a2b71351-d91f-1d27-d8dd-954a7b08125d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jan 9, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••• W•••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 7, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• S••••••••• I•••	Bd affiliated wealth	Oct 21, 2024	n/a	yes	PITTSBURGH, PA\|SYRACUSE, NY	Current employment
C••••••• P•••••• W•••••	Bd affiliated wealth	Aug 15, 2019	n/a	yes	TARRYTOWN, NY\|PITTSBURGH, PA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• S••••••••• I•••	C••••••• P•••••• W•••••	Jan 9, 2020	Aug 15, 2019	-147	Firm change after gap	Ibd to RIA
B•• I••••••••• M••••••••• I•••	C••••••• S••••••••• I•••	Aug 14, 2017

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
39550:106743:PA:2020-01-06	Jan 9, 2020	Aug 15, 2019	WASHINGTON, PA	Firm change after gap

Relationships

Registered with (7)

→ C••••••• S••••••••• I•••Registered adviserregistration: previous registration
Feb 25, 2019 to Jan 9, 2020factForm ADV
→ C••••••• P•••••• W•••••Registered adviserregistration: current employment
Aug 15, 2019 to presentfactForm ADV
→ B•• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Dec 12, 2016 to Aug 14, 2017factForm ADV
→ Q•••••• A•••• M••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a2b71351-d91f-1d27-d8dd-954a7b08125d
First observed: Jan 9, 2004
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.