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Advisor at HUNTINGTON FINANCIAL ADVISORS
Lake in the Hills, IL | MOUNT PROSPECT, IL | Mount Prospect, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jun 29, 2026 | n/a | yes | Lake in the Hills, IL|Mount Prospect, IL | Current employment |
| HUNTINGTON FINANCIAL ADVISORS | Bd affiliated wealth | Jul 21, 2022 | n/a | yes | MOUNT PROSPECT, IL | Current employment |
| EQUITABLE ADVISORS, LLC | National bd RIA | Nov 20, 2020 | Jul 15, 2022 | no | DEERFIELD, IL | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Aug 9, 2018 | Aug 24, 2020 | no | HUNTLEY, IL|CRYSTAL LAKE, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EQUITABLE ADVISORS, LLC | HUNTINGTON FINANCIAL ADVISORS | Jul 15, 2022 | Jul 21, 2022 | 6 | Firm change | Ibd to ibd |
| J.P. MORGAN SECURITIES LLC | EQUITABLE ADVISORS, LLC | Aug 24, 2020 | Nov 20, 2020 | 88 | Firm change | Wirehouse to ibd |