RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• S••••••
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Jun 29, 2026 · Lake In The Hills, Il
- H••••••••• F•••••••• A••••••• BD affiliated currentsince Jul 21, 2022 · Mount Prospect, Il
- E•••••••• A•••••••• L•• national BDNov 20, 2020 to Jul 15, 2022 · Deerfield, Il
- J••• M••••• S••••••••• L•• wirehouseAug 9, 2018 to Aug 24, 2020 · Huntley, Il
- E•••••••• A•••••••• L•• to H••••••••• F•••••••• A•••••••left Jul 15, 2022, registered Jul 21, 2022 (6 days) · Affiliated broker-dealer or bank to another
- J••• M••••• S••••••••• L•• to E•••••••• A•••••••• L••left Aug 24, 2020, registered Nov 20, 2020 (88 days) · Wirehouse to affiliated broker-dealer or bank
- J••••• S•••••• left E•••••••• A•••••••• L•• for H••••••••• F•••••••• A••••••• (registered 2022-07-21)Jul 15, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address