DFX Intelligence

D••••• C•••••• H••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner24 years in industry

D••••• C•••••• H••••••••

Advisor at T••• I••••••••• A•••••••• L••

Wilmington, DE | LAGUNA NIGUEL, CA

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Search this name across graphsid dfx:ria:a3443273-fcd1-5a5b-8bdd-6a18da25414c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: May 21, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••• I••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 21, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••• I••••••••• A•••••••• L••	Independent wealth	Mar 11, 2026	n/a	yes	LAGUNA NIGUEL, CA\|Wilmington, DE	Current employment
M••••••	Bd affiliated wealth	Aug 12, 2025	Feb 27, 2026	no	Wilmington, DE\|McLean, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••	T••• I••••••••• A•••••••• L••	Feb 27, 2026	Mar 11, 2026	12	Firm change	Ibd to RIA
V••••• W••••• M•••••••• I•••	M••••••	Aug 27, 2025	Aug 12, 2025

Relationships

Registered with (6)

→ T••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Mar 11, 2026 to presentfactForm ADV
→ M••••••Registered adviserregistration: previous registration
Aug 12, 2025 to Feb 27, 2026factForm ADV
→ V••••• W••••• M•••••••• I•••Registered adviserregistration: previous registration
Jun 14, 2019 to Aug 27, 2025factForm ADV
→ J••• M••••• S••••••••• L••

Dated events

Occurred
Feb 27, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 27, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a3443273-fcd1-5a5b-8bdd-6a18da25414c
First observed: May 21, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.