DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Daniel Charles Hauschild

Tcfg Investment Advisors, LLCindependent RIAWilmington, De IA-onlyIAPD 2973391

Certified Financial Planner

Feed of 09/15/2026

Also filed as Daniel Charles Hauschild

At current firm

0 y

since Mar 11, 2026

In the industry

24 y

since Aug 21, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Tcfg Investment Advisors, LLC independent RIA current
since Mar 11, 2026 · Laguna Niguel, Ca
Mariner BD affiliated
Aug 12, 2025 to Feb 27, 2026 · Wilmington, De
Valley Wealth Managers, Inc. independent RIA
Jun 14, 2019 to Aug 27, 2025 · Paramus, Nj
J.P. Morgan Securities LLC wirehouse
Sep 2, 2016 to May 14, 2019 · New York, Ny
Oppenheimer & Co. Inc. BD affiliated
Oct 12, 2009 to Jun 10, 2016 · New York, Ny
UBS Financial Services Inc. wirehouse
May 21, 2003 to May 13, 2009 · Weehawken, Nj

Moves

a registration end followed by a registration begin elsewhere

Mariner to Tcfg Investment Advisors, LLC
left Feb 27, 2026, registered Mar 11, 2026 (12 days) · Affiliated broker-dealer or bank to independent RIA
Valley Wealth Managers, Inc. to Mariner
left Aug 27, 2025, registered Aug 12, 2025 (-15 days) · RIA to affiliated broker-dealer or bank
J.P. Morgan Securities LLC to Valley Wealth Managers, Inc.
left May 14, 2019, registered Jun 14, 2019 (31 days) · Wirehouse to independent RIA
Oppenheimer & Co. Inc. to J.P. Morgan Securities LLC
left Jun 10, 2016, registered Sep 2, 2016 (84 days) · Other
UBS Financial Services Inc. to Oppenheimer & Co. Inc.
left May 13, 2009, registered Oct 12, 2009 (152 days) · Other

Signals

Daniel Charles Hauschild left Mariner for Tcfg Investment Advisors, Llc (registered 2026-03-11)
Feb 27, 2026 · Advisor changed firm · fact
Daniel Charles Hauschild left Valley Wealth Managers, Inc. for Mariner (registered 2025-08-12)
Aug 27, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address