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Advisor at MUTUAL ADVISORS, LLC
Omaha, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MUTUAL ADVISORS, LLC | Bd affiliated wealth | Aug 8, 2025 | n/a | yes | Omaha, NE|Omaha, NE | Current employment |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Jun 23, 2022 | Aug 1, 2025 | no | PLYMOUTH, MN|OMAHA, NE|OMAHA, NE | Previous registration |
| FSC SECURITIES CORPORATION | Former SEC adviser | Dec 1, 2020 | Jun 9, 2022 | no | ATLANTA, GA | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Jun 26, 2018 | Jun 9, 2022 | no | LA VISTA, NE | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Sep 8, 2017 | Jun 6, 2018 | no | OMAHA, NE | Previous registration |
| WADDELL & REED | Former SEC adviser | Sep 25, 2015 | Aug 14, 2017 | no | OVERLAND PARK, KS | Previous registration |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Jul 2, 2014 | Jul 2, 2015 | no | FORT WORTH, TX | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Jul 2, 2014 | Jul 2, 2015 | no | OMAHA, NE|FORT WORTH, TX|Westlake, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | MUTUAL ADVISORS, LLC | Aug 1, 2025 | Aug 8, 2025 | 7 | Firm change | Ibd to ibd |
| SECURITIES AMERICA ADVISORS, INC. | FSC SECURITIES CORPORATION | Jun 9, 2022 | Dec 1, 2020 | -555 | Channel change | Ibd to ibd |
| FSC SECURITIES CORPORATION | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Jun 9, 2022 | Jun 23, 2022 | 14 | Firm change | Ibd to ibd |
| WELLS FARGO ADVISORS | SECURITIES AMERICA ADVISORS, INC. | Jun 6, 2018 | Jun 26, 2018 | 20 | Firm change | Wirehouse to ibd |
| WADDELL & REED | WELLS FARGO ADVISORS | Aug 14, 2017 | Sep 8, 2017 | 25 | Firm change | Other |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | TD AMERITRADE, INC. | Jul 2, 2015 | Jul 2, 2014 | -365 | Channel change | Other |
| TD AMERITRADE, INC. | WADDELL & REED | Jul 2, 2015 | Sep 25, 2015 | 85 | Firm change | Other |