DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Rsa Signal Manager L.L.C.

Former SEC-registered adviserWashington, District of ColumbiaCRD 162034SEC 801-74626IAPD
Latest filing Mar 31, 2015
First filing on the tape Mar 15, 2012 · 6 filings
RAUM
$2
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
0
0 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
1
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$2 as of Mar 31, 2015
Mar 28, 2013$155M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2015
Mar 28, 20130 then
Employees (5.A)0 as of Mar 31, 2015
Mar 28, 20130 then
Private funds1 as of Mar 31, 2015
Mar 28, 20131 then
RAUM -100% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2015; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$2derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-100%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Rsa Signal Holdings, L.L.C.Private Equity Fund$03Mar 15, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • Bernard Aronson · Managing Membercontrol
        since 11/2008 · owns 25% to 50%
      • Young Teresa Bernstein · Cco, Clocontrol
        since 07/2013 · owns less than 5%
      • Ross Kenneth Brotman · Managing Membercontrol
        since 11/2008 · owns 25% to 50%
      • Jonathan Ginns · Managing Membercontrol
        since 11/2008 · owns 25% to 50%
      • Edwin Barry Johnson · Cfocontrol
        since 11/2008 · owns less than 5%
      Related persons
      Schedule D 7.A
      • A.I. Baseball L.L.C.
        pooled vehicle sponsorn
      • Acon Alaof Genpar Ltd.
        pooled vehicle sponsorn
      • Acon Alaof IV Genpar, Ltd.
        pooled vehicle sponsorn
      • Acon Annex Genpar L.L.C.
        pooled vehicle sponsorn
      • Acon Bastion Genpar L.L.C.
        pooled vehicle sponsorn
      • Acon Brasil Infra Holdings Gp, L.L.C.
        pooled vehicle sponsorn
      • Acon Co-Invest (Suzo) Gp, L.L.C.
        pooled vehicle sponsorn
      • Acon Colombia Environmental Genpar L.L.C.
        pooled vehicle sponsorn
      • Acon Equity Genpar, L.L.C.
        pooled vehicle sponsorn
      • Acon Equity Management L.L.C.
        investment advisernRAUM $4.2B
      • Acon Funds Management, LLC
        investment advisernRAUM $50.9M
      • Acon Igloo Manager, LLC
        pooled vehicle sponsorn
      • Acon Investments Management, LLC
        investment adviserpooled vehicle sponsornRAUM $193M
      • Acon Iwp Manager, L.L.C.
        pooled vehicle sponsorn
      • Acon Latam Management, L.L.C.
        investment advisernRAUM $1.2B
      • Acon Mexico Retail Holdings Genpar, L.L.C.
        pooled vehicle sponsorn
      • Acon Outdoor Gp L.L.C.
        pooled vehicle sponsorn
      • Acon Saga Manager L.L.C.
        investment adviserpooled vehicle sponsornRAUM $481,639
      • Acon Sequitur Manager, LLC
        pooled vehicle sponsorn
      • Acon Vetra Gp, L.L.C.
        pooled vehicle sponsorn
      • Aip I Genpar L.L.C.
        pooled vehicle sponsorn
      • Aip II Genpar L.L.C.
        pooled vehicle sponsorn
      • Aip III Genpar L.L.C.
        pooled vehicle sponsorn
      • Aip III-B Genpar L.L.C.
        pooled vehicle sponsorn
      • Aip IV Genpar L.L.C.
        pooled vehicle sponsorn
      • Aip V Genpar L.L.C.
        pooled vehicle sponsorn
      • Aip Vi Genpar L.L.C.
        pooled vehicle sponsorn
      • Alaof Genpar, L.L.C.
        pooled vehicle sponsorn
      • Alaof IV Genpar, L.L.C.
        pooled vehicle sponsorn
      • Alaof Management Mexico, S. De R.L. De C.V.
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Discretionary RAUM · $72.2M to $2
        Apr 7, 2014 to Mar 31, 2015
      • RAUM · $72.2M to $2
        Apr 7, 2014 to Mar 31, 2015
      • Discretionary RAUM · $155M to $72.2M
        Aug 15, 2013 to Mar 31, 2014
      • RAUM · $155M to $72.2M
        Aug 15, 2013 to Mar 31, 2014
      • Advisory employees · unset to 0.0
        Mar 15, 2012 to Mar 28, 2013
      • BD registered reps · unset to 0.0
        Mar 15, 2012 to Mar 28, 2013
      • Employees · unset to 0.0
        Mar 15, 2012 to Mar 28, 2013
      • State-registered IARs · unset to 0.0
        Mar 15, 2012 to Mar 28, 2013
      • Discretionary RAUM · $138M to $155M
        Mar 15, 2012 to Mar 28, 2013
      • RAUM · $138M to $155M
        Mar 15, 2012 to Mar 28, 2013
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026