This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

MARINER

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Feb 26, 1999earliest registration or exam on IAPD

Years in industry

27derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

4

Current registrations

1

Registered states

1

Designations

Certified Financial Planner

Exams

S65

First exam

Feb 26, 1999

First registration

Jun 6, 2011

Dual registered

no

Other names

RAOUL RODRIGUEZ|RAOUL BENJAMIN RODRIGUEZ|RAOUL RODRIGUEZ-WALTERS

IAPD individual key

3200113

• Occurred

  May 24, 2022
  Advisor changed firm

  Raoul Rodriguez-Walters left Cw Advisors, Llc for Mariner (registered 2023-05-01)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:a36b491b-6f05-a28a-a48b-b68d7612f7da

First observed

Jun 6, 2011

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.