DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Raoul Rodriguez-Walters

MarinerBD affiliatedCoral Gables, FlIA-onlyIAPD 3200113

Certified Financial Planner

Feed of 09/14/2026

Also filed as Raoul Rodriguez

At current firm

3 y

since May 1, 2023

In the industry

27 y

since Feb 26, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Mariner BD affiliated current
since May 1, 2023 · Coral Gables, Fl
Cw Advisors, LLC independent RIA
Apr 29, 2021 to May 24, 2022 · Miami, Fl
Pinnacle Advisory Group, Inc. former
May 26, 2017 to May 17, 2021 · Miami, Fl
Mexico Advisor unclassified
May 13, 2013 to Jul 21, 2016 · Portland, Or
Mexico Advisor unclassified
Jun 6, 2011 to Dec 31, 2012 · Portland, Or

Moves

a registration end followed by a registration begin elsewhere

Cw Advisors, LLC to Mariner
left May 24, 2022, registered May 1, 2023 (342 days) · RIA to affiliated broker-dealer or bank
Pinnacle Advisory Group, Inc. to Cw Advisors, LLC
left May 17, 2021, registered Apr 29, 2021 (-18 days) · RIA to RIA · moved with a team
Mexico Advisor to Pinnacle Advisory Group, Inc.
left Jul 21, 2016, registered May 26, 2017 (309 days) · Other

Signals

Raoul Rodriguez-Walters left Cw Advisors, Llc for Mariner (registered 2023-05-01)
May 24, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address