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RIA / WealthAdvisor26 years in industry

Nathaniel Jan Collier

Advisor at UNITED ADVISOR GROUP

Collierville, TN | CINCINNATI, OH

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Search this name across graphsid dfx:ria:a391454b-8e11-7a9a-e650-9c3018731703

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Jan 25, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UNITED ADVISOR GROUP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S65
First exam: Jan 11, 2019
First registration: Jan 25, 2019
Dual registered: no
Other names: NATHAN COLLIER
IAPD individual key: 7067404

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UNITED ADVISOR GROUP	Independent wealth	Jan 13, 2026	n/a	yes	CINCINNATI, OH\|Collierville, TN	Current employment
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Jul 3, 2025	Jan 15, 2026	no	MEMPHIS, TN	Previous registration
LPL ENTERPRISE, LLC	Bd affiliated wealth	Feb 13, 2025	Jun 2, 2025	no	FRANKLIN, TN	Previous registration
SOUND INCOME STRATEGIES, LLC	Independent wealth	Jun 30, 2021	Jun 1, 2022	no	Cordova, TN\|FORT LAUDERDALE, FL	Previous registration
AE WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Jan 25, 2019	Jul 1, 2021	no	FORT WAYNE, IN\|Fort Wayne, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PARK AVENUE SECURITIES LLC	UNITED ADVISOR GROUP	Jan 15, 2026	Jan 13, 2026	-2	Firm change	Ibd to RIA
LPL ENTERPRISE, LLC	PARK AVENUE SECURITIES LLC	Jun 2, 2025	Jul 3, 2025	31	Firm change	Ibd to ibd
SOUND INCOME STRATEGIES, LLC	LPL ENTERPRISE, LLC	Jun 1, 2022	Feb 13, 2025	988	Firm change after gap	RIA to new firm
AE WEALTH MANAGEMENT, LLC	SOUND INCOME STRATEGIES, LLC	Jul 1, 2021	Jun 30, 2021	-1	Firm change	Ibd to RIA

Relationships

Registered with (5)

→ UNITED ADVISOR GROUPRegistered adviserregistration: current employment
Jan 13, 2026 to presentfactForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
Jul 3, 2025 to Jan 15, 2026factForm ADV
→ LPL ENTERPRISE, LLCRegistered adviserregistration: previous registration
Feb 13, 2025 to Jun 2, 2025factForm ADV
→ SOUND INCOME STRATEGIES, LLCRegistered adviserregistration: previous registration
Jun 30, 2021 to Jun 1, 2022factForm ADV
→ AE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 25, 2019 to Jul 1, 2021factForm ADV

Dated events

Occurred
Jan 15, 2026
Advisor changed firm
Nathaniel Jan Collier left Park Avenue Securities Llc for United Advisor Group (registered 2026-01-13)
Form ADVobserved 6 days ago
Occurred
Jun 2, 2025
Advisor changed firm
Nathaniel Jan Collier left Lpl Enterprise, Llc for Park Avenue Securities Llc (registered 2025-07-03)
Form ADVobserved 6 days ago
Occurred
Jun 1, 2022
Advisor changed firm
Nathaniel Jan Collier left Sound Income Strategies, Llc for Lpl Enterprise, Llc (registered 2025-02-13)
Form ADVobserved 6 days ago