DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Nathaniel Jan Collier

United Advisor Groupindependent RIACollierville, Tn IA-onlyIAPD 7067404

Feed of 09/14/2026

Also filed as Nathan Collier

At current firm

0 y

since Jan 13, 2026

In the industry

26 y

since Sep 1, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

United Advisor Group independent RIA current
since Jan 13, 2026 · Cincinnati, Oh
Park Avenue Securities LLC BD affiliated
Jul 3, 2025 to Jan 15, 2026 · Memphis, Tn
LPL Enterprise, LLC BD affiliated
Feb 13, 2025 to Jun 2, 2025 · Franklin, Tn
Sound Income Strategies, LLC independent RIA
Jun 30, 2021 to Jun 1, 2022 · Cordova, Tn
Ae Wealth Management, LLC BD affiliated
Jan 25, 2019 to Jul 1, 2021 · Fort Wayne, In

Moves

a registration end followed by a registration begin elsewhere

Park Avenue Securities LLC to United Advisor Group
left Jan 15, 2026, registered Jan 13, 2026 (-2 days) · Affiliated broker-dealer or bank to independent RIA
LPL Enterprise, LLC to Park Avenue Securities LLC
left Jun 2, 2025, registered Jul 3, 2025 (31 days) · Affiliated broker-dealer or bank to another
Sound Income Strategies, LLC to LPL Enterprise, LLC
left Jun 1, 2022, registered Feb 13, 2025 (988 days) · RIA to a newly registered adviser
Ae Wealth Management, LLC to Sound Income Strategies, LLC
left Jul 1, 2021, registered Jun 30, 2021 (-1 days) · Affiliated broker-dealer or bank to independent RIA

Signals

Nathaniel Jan Collier left Park Avenue Securities Llc for United Advisor Group (registered 2026-01-13)
Jan 15, 2026 · Advisor changed firm · fact
Nathaniel Jan Collier left Lpl Enterprise, Llc for Park Avenue Securities Llc (registered 2025-07-03)
Jun 2, 2025 · Advisor changed firm · fact
Nathaniel Jan Collier left Sound Income Strategies, Llc for Lpl Enterprise, Llc (registered 2025-02-13)
Jun 1, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address