DFX Intelligence

D•••• T•••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)12 years in industry

D•••• T•••• C•••••••

Advisor at S•••••••• A••••••• L••

FAIRFAX, VA | BETHESDA, MD

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Search this name across graphsid dfx:ria:a3a3720b-ba99-f989-a73e-2d4c3bd0e16f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 4
On other graphs: 0
Observed: Feb 27, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• A••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: May 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• A••••••• L••	National bd RIA	Aug 28, 2025	n/a	yes	BETHESDA, MD\|FAIRFAX, VA	Current employment
C• A•••••••• L••	Independent wealth	May 1, 2025	Jul 30, 2025	no	Fairfax, VA\|BOSTON, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C• A•••••••• L••	S•••••••• A••••••• L••	Jul 30, 2025	Aug 28, 2025	29	Firm change	RIA to ibd
W••• G•••• C•••••• A•••••••	C• A•••••••• L••	May 2, 2025	May 1, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
111647:310873:VA:2025-05-02	May 2, 2025	May 1, 2025	FAIRFAX, VA	Firm change

Relationships

Registered with (5)

→ S•••••••• A••••••• L••Registered adviserregistration: current employment
Aug 28, 2025 to presentfactForm ADV
→ C• A•••••••• L••Registered adviserregistration: previous registration
May 1, 2025 to Jul 30, 2025factForm ADV
→ W••• G•••• C•••••• A•••••••Registered adviserregistration: previous registration
Jun 25, 2024 to May 2, 2025factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

Occurred
Jul 30, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 2, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 5, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 9, 2022
Advisor changed firm

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a3a3720b-ba99-f989-a73e-2d4c3bd0e16f
First observed: Feb 27, 2020
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.