DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ronald Wallace Anderson
Feed of 09/14/2026
Also filed as Ron Anderson
At current firm
9 y
since Apr 21, 2017
In the industry
34 y
since Jul 14, 1992 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Plan A Wealth, LLC independent RIA currentsince Apr 21, 2017 · Lincoln, Ne
- Plan A Wealth, LLC independent RIAMar 22, 2017 to Mar 23, 2017 · Lincoln, Ne
- Wells Fargo Advisors wirehouseMay 15, 2015 to Apr 24, 2017 · Lincoln, Ne
- Wells Fargo Advisors wirehouseJan 1, 2008 to May 15, 2015 · Lincoln, Ne
- A. G. Edwards & Sons, Inc. unclassifiedAug 3, 2006 to Jan 1, 2008 · Lincoln, Ne
- Piper Sandler & Co. institutionalMar 22, 2001 to Aug 1, 2006 · Lincoln, Ne
Moves
a registration end followed by a registration begin elsewhere
- Wells Fargo Advisors to Plan A Wealth, LLCleft Apr 24, 2017, registered Mar 22, 2017 (-33 days) · Wirehouse to a newly registered adviser (no RAUM reported yet) · moved with a team
- Wells Fargo Advisors to Wells Fargo Advisorsleft May 15, 2015, registered May 15, 2015 (0 days) · channel change inside one enterprise, not a move · moved with a team
- A. G. Edwards & Sons, Inc. to Wells Fargo Advisorsleft Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
- Piper Sandler & Co. to A. G. Edwards & Sons, Inc.left Aug 1, 2006, registered Aug 3, 2006 (2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address