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Advisor at LEGACY CAPITAL
THE WOODLANDS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LEGACY CAPITAL | Independent wealth | Aug 7, 2024 | n/a | yes | THE WOODLANDS, TX | Current employment |
| MAIN STREET FINANCIAL SOLUTIONS, LLC | Independent wealth | Mar 16, 2020 | Aug 28, 2024 | no | NEWTOWN, PA|THE WOODLANDS, TX | Previous registration |
| MAIN STREET FINANCIAL SOLUTIONS, LLC | Former SEC adviser | Aug 2, 2019 | Jul 1, 2020 | no | THE WOODLANDS, TX|NEWTOWN, PA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 2, 2007 | Aug 22, 2019 | no | HOUSTON, TX|THE WOODLANDS, TX|THE WOODLANDS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MAIN STREET FINANCIAL SOLUTIONS, LLC | LEGACY CAPITAL | Aug 28, 2024 | Aug 7, 2024 | -21 | Firm change | RIA to new firm |
| MAIN STREET FINANCIAL SOLUTIONS, LLC | MAIN STREET FINANCIAL SOLUTIONS, LLC | Jul 1, 2020 | Mar 16, 2020 | -107 | Channel change | RIA to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MAIN STREET FINANCIAL SOLUTIONS, LLC | Aug 22, 2019 | Aug 2, 2019 | -20 | Firm change | Wirehouse to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 146118:305834:PA:2020-07-01 | Jul 1, 2020 | Mar 16, 2020 | NEWTOWN, PA | Firm change after gap |
| 7691:146118:TX:2019-08-09 | Aug 22, 2019 | Aug 2, 2019 | THE WOODLANDS, TX | Firm change |