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Advisor at LPL FINANCIAL LLC
FORT MILL, SC | ELIZABETHTOWN, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 16, 2021 | n/a | yes | ELIZABETHTOWN, PA|FORT MILL, SC|ELIZABETHTOWN, PA | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jan 13, 2020 | Dec 17, 2021 | no | Elizabethtown, PA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Aug 10, 2012 | Jan 14, 2020 | no | ELIZABETHTOWN, PA | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jan 2, 2009 | Aug 13, 2012 | no | ELIZABETHTOWN, PA|ELIZABETHTOWN, PA|ELIZABETHTOWN, PA | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | n/a | Aug 14, 2008 | Jan 2, 2009 | no | ELIZABETHTOWN, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | LPL FINANCIAL LLC | Dec 17, 2021 | Dec 16, 2021 | -1 | Firm change | Ibd to ibd |
| WELLS FARGO ADVISORS | AMERIPRISE FINANCIAL SERVICES, LLC | Jan 14, 2020 | Jan 13, 2020 | -1 | Firm change | Wirehouse to ibd |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | WELLS FARGO ADVISORS | Aug 13, 2012 | Aug 10, 2012 | -3 | Firm change | Other |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jan 2, 2009 | Jan 2, 2009 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6363:6413:PA:2021-12-17 | Dec 17, 2021 | Dec 16, 2021 | ELIZABETHTOWN, PA | Firm change |