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Registered advisor
B•••• G••••• K•••••
Feed of 09/14/2026
Also filed as B•••• G K•••••
At current firm
4 y
since Dec 16, 2021
In the industry
31 y
since Sep 30, 1994 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Dec 16, 2021 · Elizabethtown, Pa
- A••••••••• F•••••••• S•••••••• L•• national BDJan 13, 2020 to Dec 17, 2021 · Elizabethtown, Pa
- W•••• F•••• A••••••• wirehouseAug 10, 2012 to Jan 14, 2020 · Elizabethtown, Pa
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 2, 2009 to Aug 13, 2012 · Elizabethtown, Pa
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedAug 14, 2008 to Jan 2, 2009 · Elizabethtown, Pa
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Dec 17, 2021, registered Dec 16, 2021 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
- W•••• F•••• A••••••• to A••••••••• F•••••••• S•••••••• L••left Jan 14, 2020, registered Jan 13, 2020 (-1 days) · Wirehouse to affiliated broker-dealer or bank
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to W•••• F•••• A•••••••left Aug 13, 2012, registered Aug 10, 2012 (-3 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 2, 2009, registered Jan 2, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address