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Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
PLYMOUTH, MN | BOSTON, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Apr 7, 2021 | n/a | yes | PLYMOUTH, MN|BOSTON, MA | Current employment |
| NORTH AMERICAN MANAGEMENT CORP | Former SEC adviser | Dec 14, 2018 | Apr 14, 2021 | no | BOSTON, MA | Previous registration |
| LAKE STREET ADVISORS | Former SEC adviser | Apr 25, 2017 | Nov 26, 2018 | no | PORTSMOUTH, NH | Previous registration |
| LAKE STREET ADVISORS, LLC | Former SEC adviser | Jul 10, 2013 | Apr 20, 2017 | no | PORTSMOUTH, NH | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 16, 2008 | Jun 4, 2013 | no | BOSTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NORTH AMERICAN MANAGEMENT CORP | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Apr 14, 2021 | Apr 7, 2021 | -7 | Firm change | RIA to ibd |
| LAKE STREET ADVISORS | NORTH AMERICAN MANAGEMENT CORP | Nov 26, 2018 | Dec 14, 2018 | 18 | Firm change | RIA to RIA |
| LAKE STREET ADVISORS, LLC | LAKE STREET ADVISORS | Apr 20, 2017 | Apr 25, 2017 | 5 | Channel change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | LAKE STREET ADVISORS, LLC | Jun 4, 2013 | Jul 10, 2013 | 36 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 104825:116407:MA:2021-04-14 | Apr 14, 2021 | Apr 7, 2021 | BOSTON, MA | Firm change |
| 125471:288300:NH:2017-04-20 | Apr 20, 2017 | Apr 25, 2017 | PORTSMOUTH, NH | Firm change |