DFX Intelligence

M•••••• A•••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

M•••••• A•••••• M••••••

Advisor at I• F•••••••• A••••••• S••••••• L••

Sioux Falls, SD | CHARLOTTE, NC

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Search this name across graphsid dfx:ria:a4add0b0-9d9a-222b-f883-5d7db3e2e7de

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 30, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I• F•••••••• A••••••• S••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 28, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I• F•••••••• A••••••• S••••••• L••	Independent wealth	Jun 3, 2021	n/a	yes	Sioux Falls, SD\|CHARLOTTE, NC	Current employment
A••••••• F•••••••• A•••••••• L••	Bd affiliated wealth	Sep 12, 2019	May 12, 2021	no	Sioux Falls, SD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• F•••••••• A•••••••• L••	I• F•••••••• A••••••• S••••••• L••	May 12, 2021	Jun 3, 2021	22	Firm change	Ibd to ibd
T••••••	A••••••• F•••••••• A•••••••• L••	Dec 31, 2018	Sep 12, 2019

Relationships

Registered with (5)

→ I• F•••••••• A••••••• S••••••• L••Registered adviserregistration: current employment
Jun 3, 2021 to presentfactForm ADV
→ A••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 12, 2019 to May 12, 2021factForm ADV
→ T••••••Registered adviserregistration: previous registration
Jan 26, 2018 to Dec 31, 2018factForm ADV
→ B••••••• I••••••••• S•••••••• I••• •••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a4add0b0-9d9a-222b-f883-5d7db3e2e7de
First observed: Jul 30, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.