DFX Intelligence

M•••••• P• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

M•••••• P• H•••••

Advisor at B•••• S•••••••• L••

NEW YORK, NY

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Search this name across graphsid dfx:ria:a4bd84c7-6c22-1033-cd7d-1c854427d0af

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Oct 4, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••• S•••••••• L••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: May 21, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• A•••• M••••••••• L••	Asset manager	Nov 21, 2025	n/a	yes	NEW YORK, NY	Current employment
B•••• S•••••••• L••	No RAUM reported	Nov 21, 2025	n/a	yes	NEW YORK, NY	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• A••••••• L••	B•••• S•••••••• L••	Aug 29, 2025	Nov 21, 2025	84	Firm change	Other
E•••••••• A•••••••• L••	P••••••• A••••••• L••	Mar 15, 2017	Apr 12, 2023

Relationships

Registered with (7)

→ B•••• S•••••••• L••Registered adviserregistration: current employment
Nov 21, 2025 to presentfactForm ADV
→ S•••••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Nov 21, 2025 to presentfactForm ADV
→ P••••••• A••••••• L••Registered adviserregistration: previous registration
Jan 10, 2024 to Aug 29, 2025factForm ADV
→ E•••••••• A•••••••• L••

Dated events

Occurred
Aug 29, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a4bd84c7-6c22-1033-cd7d-1c854427d0af
First observed: Oct 4, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.