DFX Intelligence

Data Factory

S•••• A•• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor24 years in industry

S•••• A•• C•••••••

Advisor at P••••••• W••••• G••••• L••

PROVO, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a63027c4-708c-2318-6340-d1676bd938df

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 1
Observed: Nov 29, 2010 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

S•••• A•• C•••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• W••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 25, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• W••••• G••••• L••	Independent wealth	Mar 31, 2023	n/a	yes	PROVO, UT	Current employment
T••••••••• C••••••• L••	Asset manager	Apr 11, 2019	Jun 30, 2023	no	LEHI, UT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••••• C••••••• L••	P••••••• W••••• G••••• L••	Jun 30, 2023	Mar 31, 2023	-91	Bulk transfer	RIA to new firm
A•••••• I••••••••• A•••••••• L••	T••••••••• C••••••• L••	Jul 20, 2018	Apr 11, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
157314:288576:UT:2018-07-12	Jul 20, 2018	Apr 11, 2019	SOUTH JORDAN, UT	Firm change

Relationships

Registered with (5)

→ P••••••• W••••• G••••• L••Registered adviserregistration: current employment
Mar 31, 2023 to presentfactForm ADV
→ T••••••••• C••••••• L••Registered adviserregistration: previous registration
Apr 11, 2019 to Jun 30, 2023factForm ADV
→ A•••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 14, 2014 to Jul 20, 2018factForm ADV
→ C••••• A•••••• N••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a63027c4-708c-2318-6340-d1676bd938df
First observed: Nov 29, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.