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Advisor at BROOKWOOD INVESTMENT GROUP
China Grove, NC | PHOENIX, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BROOKWOOD INVESTMENT GROUP | Independent wealth | Apr 9, 2025 | n/a | yes | PHOENIX, AZ|China Grove, NC | Current employment |
| REDWOOD PRIVATE WEALTH | Former SEC adviser | Jun 16, 2022 | Mar 31, 2025 | no | CHINA GROVE, NC|PHOENIX, AZ | Previous registration |
| PROSPERITY CAPITAL ADVISORS | Independent wealth | Aug 29, 2018 | Jun 16, 2022 | no | Charlotte, NC|WESTLAKE, OH|CHINA GROVE, NC | Previous registration |
| REGAL INVESTMENT ADVISORS LLC | Bd affiliated wealth | Jan 2, 2015 | Aug 31, 2018 | no | CHARLOTTE, NC|KENTWOOD, MI | Previous registration |
| BRIGHT OWL INVESTMENT ADVISORS | Former SEC adviser | Aug 6, 2014 | Dec 31, 2014 | no | CHARLOTTE, NC|KENTWOOD, MI | Previous registration |
| REDHAWK WEALTH ADVISORS, INC. | Independent wealth | Dec 19, 2011 | Jul 18, 2014 | no | CHARLOTTE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| REDWOOD PRIVATE WEALTH | BROOKWOOD INVESTMENT GROUP | Mar 31, 2025 | Apr 9, 2025 | 9 | Bulk transfer | RIA to RIA |
| PROSPERITY CAPITAL ADVISORS | REDWOOD PRIVATE WEALTH | Jun 16, 2022 | Jun 16, 2022 | 0 | Firm change | RIA to RIA |
| REGAL INVESTMENT ADVISORS LLC | PROSPERITY CAPITAL ADVISORS | Aug 31, 2018 | Aug 29, 2018 | -2 | Firm change | Ibd to RIA |
| BRIGHT OWL INVESTMENT ADVISORS | REGAL INVESTMENT ADVISORS LLC | Dec 31, 2014 | Jan 2, 2015 | 2 | Firm change | Other |
| REDHAWK WEALTH ADVISORS, INC. | BRIGHT OWL INVESTMENT ADVISORS | Jul 18, 2014 | Aug 6, 2014 | 19 | Firm change | Other |