M•••••• P• L•••

Advisor at J••• M••••• S••••••••• L••

Charlotte, NC | Atlanta, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a6cca727-d322-5950-8c02-a54862c27e90

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Dec 22, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Sep 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	May 11, 2026	n/a	yes	Atlanta, GA\|Charlotte, NC	Current employment
F••••••••• I••••••••• A••••••• L••	Independent wealth	Jan 2, 2024	Apr 20, 2026	no	PHOENIX, AZ\|Charlotte, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••••• I••••••••• A••••••• L••	J••• M••••• S••••••••• L••	Apr 20, 2026	May 11, 2026	21	Firm change	RIA to wirehouse
A•••• I••••••••• M•••••••••	F••••••••• I••••••••• A••••••• L••	Apr 20, 2026	Jan 2, 2024

Relationships

Registered with (5)

→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Dec 10, 2020 to Nov 18, 2023factForm ADV
→ F••••••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jan 2, 2024 to Apr 20, 2026factForm ADV
→ A•••• I••••••••• M•••••••••Registered adviserregistration: previous registration
Dec 5, 2023 to Apr 20, 2026factForm ADV
→ H••••• W•••••

Dated events

Occurred
Apr 20, 2026
Advisor changed firm
M•••••• P• L••• left F••••••••• I••••••••• A••••••• L•• for J••• M••••• S••••••••• L•• (registered 2026-05-11)
Form ADVobserved 7 days ago
Occurred
Apr 20, 2026
Advisor changed firm
M•••••• P• L••• left A•••• I••••••••• M••••••••• for F••••••••• I••••••••• A••••••• L•• (registered 2024-01-02)
Form ADVobserved 7 days ago
Occurred
Nov 18, 2023
Advisor changed firm
M•••••• P• L••• left J••• M••••• S••••••••• L•• for A•••• I••••••••• M••••••••• (registered 2023-12-05)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a6cca727-d322-5950-8c02-a54862c27e90
First observed: Dec 22, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.