DFX Intelligence
Reading the graph
Reading the graph
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Advisor at V••••• I••••••••• A•••••••• L••
DALLAS, TX | HARTFORD, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| V••••• I••••••••• A•••••••• L•• | Asset manager | Oct 16, 2014 | n/a | yes | HARTFORD, CT|DALLAS, TX | Current employment |
| C••••••• M••••••••• I••••••••• A•••••••• L•• | Asset manager | May 1, 2010 | Sep 29, 2014 | no | MINNEAPOLIS, MN|DALLAS, TX|BOSTON, MA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••••• M••••••••• I••••••••• A•••••••• L•• | V••••• I••••••••• A•••••••• L•• | Sep 29, 2014 | Oct 16, 2014 | 17 | Firm change | Other |
| B••• A•••••••• L•• | C••••••• M••••••••• I••••••••• A•••••••• L•• | May 1, 2010 | May 1, 2010 |
| B••• A•••••••• L•• | Former SEC adviser | Apr 8, 2005 | May 1, 2010 | no | DALLAS, TX|DALLAS, TX|BOSTON, MA|DALLAS, TX | Previous registration |
| C••••••• M••••••••• A•••••••• I••• | n/a | Dec 14, 2004 | Apr 7, 2005 | no | BOSTON, MA | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Dec 16, 2003 | Dec 1, 2004 | no | BURLINGTON, MA | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| C••••••• M••••••••• A•••••••• I••• | B••• A•••••••• L•• | Apr 7, 2005 | Apr 8, 2005 | 1 | Firm change | Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | C••••••• M••••••••• A•••••••• I••• | Dec 1, 2004 | Dec 14, 2004 | 13 | Firm change | Other |