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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

Catherine Aglipay

Advisor at TD PRIVATE CLIENT WEALTH LLC

Marlton, NJ | VIENNA, VA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 2
On other graphs: 0
Observed: May 14, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TD PRIVATE CLIENT WEALTH LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 12, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 12
Current registrations: 1
Registered states: 4
Exams: S66
First exam: May 12, 2003
First registration: May 14, 2003
Dual registered: yes, broker-dealer
Other names: Catherine Aglipay|Catherine Aglipay
IAPD individual key: 4589295

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TD PRIVATE CLIENT WEALTH LLC	Bd affiliated wealth	Jun 24, 2026	n/a	yes	Marlton, NJ\|VIENNA, VA	Current employment
WELLS FARGO ADVISORS	Wirehouse	Oct 10, 2022	May 30, 2025	no	COLUMBIA, MD\|BETHESDA, MD	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Jul 29, 2020	Oct 14, 2022	no	Kensington, MD\|Rockville, MD\|Potomac, MD	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 6, 2018	Mar 10, 2020	no	BETHESDA, MD	Previous registration
CAPITAL ONE ADVISORS, LLC	Former SEC adviser	Jan 28, 2015	May 2, 2018	no	Rockville, MD\|MCLEAN, VA	Previous registration
CAPITAL ONE FINANCIAL ADVISORS LLC	n/a	Nov 18, 2013	Jan 28, 2015	no	MELVILLE, NY	Previous registration
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED	Independent wealth	Sep 30, 2011	Nov 6, 2013	no	WASHINGTON, DC	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Sep 9, 2011	Sep 30, 2011	no	FAIRFAX, VA	Previous registration
FOUNDATION FINANCIAL ADVISORS, INC.	State registered	May 26, 2009	Oct 6, 2009	no	LINTHICUM, MD	Previous registration
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	May 7, 2009	Oct 8, 2009	no	LINTHICUM HEIGHTS, MD	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	May 15, 2007	no	WASHINGTON, DC	Previous registration
MORGAN STANLEY DW INC.	n/a	Oct 5, 2005	Apr 2, 2007	no	ANNAPOLIS, MD\|WASHINGTON, DC	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	May 14, 2003	Jul 12, 2005	no	ANNAPOLIS, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	TD PRIVATE CLIENT WEALTH LLC	May 30, 2025	Jun 24, 2026	390	Firm change	Wirehouse to ibd
J.P. MORGAN SECURITIES LLC	WELLS FARGO ADVISORS	Oct 14, 2022	Oct 10, 2022	-4	Firm change	Wirehouse to wirehouse
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	J.P. MORGAN SECURITIES LLC	Mar 10, 2020	Jul 29, 2020	141	Firm change	Wirehouse to wirehouse
CAPITAL ONE ADVISORS, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	May 2, 2018	Jun 6, 2018	35	Firm change	Ibd to wirehouse
CAPITAL ONE FINANCIAL ADVISORS LLC	CAPITAL ONE ADVISORS, LLC	Jan 28, 2015	Jan 28, 2015	0	Bulk transfer	Other
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED	CAPITAL ONE FINANCIAL ADVISORS LLC	Nov 6, 2013	Nov 18, 2013	12	Firm change	Other
MML INVESTORS SERVICES, LLC	FOLGER NOLAN FLEMING DOUGLAS INCORPORATED	Sep 30, 2011	Sep 30, 2011	0	Firm change	Other
COMMONWEALTH FINANCIAL NETWORK	FOUNDATION FINANCIAL ADVISORS, INC.	Oct 8, 2009	May 26, 2009	-135	Firm change after gap	Ibd to state RIA
FOUNDATION FINANCIAL ADVISORS, INC.	MML INVESTORS SERVICES, LLC	Oct 6, 2009	Sep 9, 2011	703	Firm change after gap	Other
MORGAN STANLEY & CO. LLC	COMMONWEALTH FINANCIAL NETWORK	May 15, 2007	May 7, 2009	723	Firm change after gap	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other
AMERIPRISE FINANCIAL SERVICES, LLC	MORGAN STANLEY DW INC.	Jul 12, 2005	Oct 5, 2005	85	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
136865:7691:VA:2018-04-23	May 2, 2018	Jun 6, 2018	MCLEAN, VA	Firm change

Relationships

Registered with (13)

→ TD PRIVATE CLIENT WEALTH LLCRegistered adviserregistration: current employment
Jun 24, 2026 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Oct 10, 2022 to May 30, 2025factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Jul 29, 2020 to Oct 14, 2022factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 6, 2018 to Mar 10, 2020factForm ADV
→ CAPITAL ONE ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 28, 2015 to May 2, 2018factForm ADV
→ CAPITAL ONE FINANCIAL ADVISORS LLCRegistered adviserregistration: previous registration
Nov 18, 2013 to Jan 28, 2015factForm ADV
→ FOLGER NOLAN FLEMING DOUGLAS INCORPORATEDRegistered adviserregistration: previous registration
Sep 30, 2011 to Nov 6, 2013factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Sep 9, 2011 to Sep 30, 2011factForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
May 7, 2009 to Oct 8, 2009factForm ADV
→ FOUNDATION FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
May 26, 2009 to Oct 6, 2009factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to May 15, 2007factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Oct 5, 2005 to Apr 2, 2007factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
May 14, 2003 to Jul 12, 2005factForm ADV

Dated events

Occurred
May 30, 2025
Advisor changed firm
Catherine Aglipay left Wells Fargo Advisors for Td Private Client Wealth Llc (registered 2026-06-24)
Form ADVobserved 5 days ago
Occurred
Oct 14, 2022
Advisor changed firm
Catherine Aglipay left J.P. Morgan Securities Llc for Wells Fargo Advisors (registered 2022-10-10)
Form ADVobserved 5 days ago