DFX Intelligence

M•••••• A•••••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

M•••••• A•••••• L••••

Advisor at R•••••• W••••• A•••••••• I•••

LINCOLNSHIRE, IL | MINNEAPOLIS, MN

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Search this name across graphsid dfx:ria:a6eba724-fae2-2261-9997-d6f6ce6c9bd6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 21, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• W••••• A•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 29, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• W••••• A•••••••• I•••	Independent wealth	Oct 2, 2023	n/a	yes	LINCOLNSHIRE, IL\|MINNEAPOLIS, MN	Current employment
A• W••••• M••••••••• L••	Bd affiliated wealth	Aug 23, 2019	Sep 26, 2023	no	Lincolnshire, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A• W••••• M••••••••• L••	R•••••• W••••• A•••••••• I•••	Sep 26, 2023	Oct 2, 2023	6	Firm change	Ibd to RIA
S•••••••• C••••••	A• W••••• M••••••••• L••	Aug 1, 2019	Aug 23, 2019

Relationships

Registered with (4)

→ R•••••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 30, 2010 to May 19, 2017factForm ADV
→ A• W••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 23, 2019 to Sep 26, 2023factForm ADV
→ S•••••••• C••••••Registered adviserregistration: previous registration
Jun 1, 2017 to Aug 1, 2019factForm ADV
→ H••••• I••••••••• M••••••••• L••

Dated events

Occurred
Sep 26, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a6eba724-fae2-2261-9997-d6f6ce6c9bd6
First observed: Oct 21, 2009
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.