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Advisor at EDGEROCK WEALTH MANAGEMENT
DENVER, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDGEROCK WEALTH MANAGEMENT | Independent wealth | Jan 8, 2026 | n/a | yes | DENVER, CO | Current employment |
| EDELMAN FINANCIAL ENGINES | Independent wealth | Sep 18, 2023 | Mar 28, 2025 | no | LITTLETON, CO | Previous registration |
| NORTHSTAR INVESTMENT ADVISORY LLC | No RAUM reported | Aug 5, 2022 | Jun 22, 2023 | no | Littleton, CO | Previous registration |
| EMPOWER ADVISORY GROUP, LLC | Bd affiliated wealth | May 3, 2022 | May 16, 2022 | no | Littleton, CO|GREENWOOD VILLAGE, CO | Previous registration |
| Facet | Independent wealth | Nov 4, 2019 | Mar 27, 2020 | no | Littleton, CO|WEST PALM BEACH, FL | Previous registration |
| SCHWAB WEALTH ADVISORY, INC. | No RAUM reported | Jun 16, 2014 | Nov 22, 2019 | no | ENGLEWOOD, CO|LONE TREE, CO | Previous registration |
| USAA FINANCIAL PLANNING SERVICES | Former SEC adviser | Jun 2, 2011 | Apr 23, 2014 | no | DENVER, CO | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Sep 13, 2010 | May 13, 2011 | no | LAKEWOOD, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EDELMAN FINANCIAL ENGINES | EDGEROCK WEALTH MANAGEMENT | Mar 28, 2025 | Jan 8, 2026 | 286 | Firm change | RIA to RIA |
| NORTHSTAR INVESTMENT ADVISORY LLC | EDELMAN FINANCIAL ENGINES | Jun 22, 2023 | Sep 18, 2023 | 88 | Firm change | Other |
| EMPOWER ADVISORY GROUP, LLC | NORTHSTAR INVESTMENT ADVISORY LLC | May 16, 2022 | Aug 5, 2022 | 81 | Firm change | Ibd to new firm |
| Facet | EMPOWER ADVISORY GROUP, LLC | Mar 27, 2020 | May 3, 2022 | 767 | Firm change after gap | RIA to ibd |
| SCHWAB WEALTH ADVISORY, INC. | Facet | Nov 22, 2019 | Nov 4, 2019 | -18 | Firm change | Ibd to RIA |
| USAA FINANCIAL PLANNING SERVICES | SCHWAB WEALTH ADVISORY, INC. | Apr 23, 2014 | Jun 16, 2014 | 54 | Firm change | Other |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | USAA FINANCIAL PLANNING SERVICES | May 13, 2011 | Jun 2, 2011 | 20 | Firm change | Other |