DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• D•••••• H•••

E••••••• W••••• M•••••••••independent RIADenver, CoIA-onlyIAPD 5821108

Certified Financial Planner

Feed of 09/14/2026

Also filed as J••• D•••••• H•••

At current firm

0 y

since Jan 8, 2026

In the industry

16 y

since Sep 10, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E••••••• W••••• M••••••••• independent RIA current
since Jan 8, 2026 · Denver, Co
E•••••• F•••••••• E•••••• independent RIA
Sep 18, 2023 to Mar 28, 2025 · Littleton, Co
N•••••••• I••••••••• A••••••• L•• no RAUM
Aug 5, 2022 to Jun 22, 2023 · Littleton, Co
E•••••• A••••••• G••••• L•• BD affiliated
May 3, 2022 to May 16, 2022 · Littleton, Co
F•••• independent RIA
Nov 4, 2019 to Mar 27, 2020 · Littleton, Co
S••••• W••••• A•••••••• I••• no RAUM
Jun 16, 2014 to Nov 22, 2019 · Englewood, Co
U••• F•••••••• P••••••• S••••••• former
Jun 2, 2011 to Apr 23, 2014 · Denver, Co
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Sep 13, 2010 to May 13, 2011 · Lakewood, Co

Moves

a registration end followed by a registration begin elsewhere

E•••••• F•••••••• E•••••• to E••••••• W••••• M•••••••••
left Mar 28, 2025, registered Jan 8, 2026 (286 days) · RIA to RIA
N•••••••• I••••••••• A••••••• L•• to E•••••• F•••••••• E••••••
left Jun 22, 2023, registered Sep 18, 2023 (88 days) · Other
E•••••• A••••••• G••••• L•• to N•••••••• I••••••••• A••••••• L••
left May 16, 2022, registered Aug 5, 2022 (81 days) · Affiliated broker-dealer or bank to a newly registered adviser
F•••• to E•••••• A••••••• G••••• L••
left Mar 27, 2020, registered May 3, 2022 (767 days) · RIA to affiliated broker-dealer or bank
S••••• W••••• A•••••••• I••• to F••••
left Nov 22, 2019, registered Nov 4, 2019 (-18 days) · Affiliated broker-dealer or bank to independent RIA
U••• F•••••••• P••••••• S••••••• to S••••• W••••• A•••••••• I•••
left Apr 23, 2014, registered Jun 16, 2014 (54 days) · Other
N••••••••• M••••• I••••••••• S••••••••• to U••• F•••••••• P••••••• S•••••••
left May 13, 2011, registered Jun 2, 2011 (20 days) · Other

Signals

J••• D•••••• H••• left E•••••• F•••••••• E•••••• for E••••••• W••••• M••••••••• (registered 2026-01-08)
Mar 28, 2025 · Advisor changed firm · fact
J••• D•••••• H••• left N•••••••• I••••••••• A••••••• L•• for E•••••• F•••••••• E•••••• (registered 2023-09-18)
Jun 22, 2023 · Advisor changed firm · fact
J••• D•••••• H••• left E•••••• A••••••• G••••• L•• for N•••••••• I••••••••• A••••••• L•• (registered 2022-08-05)
May 16, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address