DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at OAK HARVEST INVESTMENT SERVICES
HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OAK HARVEST INVESTMENT SERVICES | Independent wealth | Apr 4, 2018 | n/a | yes | HOUSTON, TX | Current employment |
| MOSAIC ADVISORS | Independent wealth | May 29, 2014 | Oct 19, 2017 | no | HOUSTON, TX | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 25, 2013 | Sep 4, 2013 | no | HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MOSAIC ADVISORS | OAK HARVEST INVESTMENT SERVICES | Oct 19, 2017 | Apr 4, 2018 | 167 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MOSAIC ADVISORS | Sep 4, 2013 | May 29, 2014 | 267 | Firm change | Other |