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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

Jacqueline Paredes Sedlak

Advisor at ROTHSCHILD WEALTH LLC

CHICAGO, IL | OAKBROOK, IL

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Search this name across graphsid dfx:ria:a79eaa62-0421-ff79-4152-32ba9cb08351

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Nov 29, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROTHSCHILD WEALTH LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 2
Registered states: 1
Exams: S66
First exam: Nov 28, 2012
First registration: Nov 29, 2012
Dual registered: yes, broker-dealer
Other names: JACQUELINE STARR PAREDES|JACQUELINE SEDLAK|JACQUELINE P. SEDLAK|JACQUELINE PAREDES
IAPD individual key: 5468516

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROTHSCHILD WEALTH LLC	Independent wealth	Jan 30, 2025	n/a	yes	OAKBROOK, IL	Current employment
ROTHSCHILD INVESTMENT	Independent wealth	Jan 28, 2025	n/a	yes	CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL	Current employment
HIGHTOWER ADVISORS, LLC	Bd affiliated wealth	Oct 16, 2023	Jan 22, 2025	no	CHICAGO, IL	Previous registration
WILLIAM BLAIR & COMPANY L.L.C.	Bd affiliated wealth	May 9, 2022	Aug 30, 2023	no	CHICAGO, IL\|CHICAGO, IL	Previous registration
GREAT LAKES ADVISORS, LLC	Other adviser	Jun 19, 2017	May 6, 2022	no	CHICAGO, IL	Previous registration
WINTRUST INVESTMENTS	Former SEC adviser	Nov 29, 2012	May 6, 2022	no	CHICAGO, IL\|Macomb, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HIGHTOWER ADVISORS, LLC	ROTHSCHILD INVESTMENT	Jan 22, 2025	Jan 28, 2025	6	Firm change	Ibd to RIA
WILLIAM BLAIR & COMPANY L.L.C.	HIGHTOWER ADVISORS, LLC	Aug 30, 2023	Oct 16, 2023	47	Firm change	Ibd to ibd
GREAT LAKES ADVISORS, LLC	WILLIAM BLAIR & COMPANY L.L.C.	May 6, 2022	May 9, 2022	3	Firm change	Other
WINTRUST INVESTMENTS	GREAT LAKES ADVISORS, LLC	May 6, 2022	Jun 19, 2017	-1,782	Channel change	Other

Relationships

Registered with (6)

→ ROTHSCHILD WEALTH LLCRegistered adviserregistration: current employment
Jan 30, 2025 to presentfactForm ADV
→ ROTHSCHILD INVESTMENTRegistered adviserregistration: current employment
Jan 28, 2025 to presentfactForm ADV
→ HIGHTOWER ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 16, 2023 to Jan 22, 2025factForm ADV
→ WILLIAM BLAIR & COMPANY L.L.C.Registered adviserregistration: previous registration
May 9, 2022 to Aug 30, 2023factForm ADV
→ GREAT LAKES ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 19, 2017 to May 6, 2022factForm ADV
→ WINTRUST INVESTMENTSRegistered adviserregistration: previous registration
Nov 29, 2012 to May 6, 2022factForm ADV

Dated events

Occurred
Jan 22, 2025
Advisor changed firm
Jacqueline Paredes Sedlak left Hightower Advisors, Llc for Rothschild Investment (registered 2025-01-28)
Form ADVobserved 6 days ago
Occurred
Aug 30, 2023
Advisor changed firm
Jacqueline Paredes Sedlak left William Blair & Company L.L.C. for Hightower Advisors, Llc (registered 2023-10-16)
Form ADVobserved 6 days ago
Occurred
May 6, 2022
Advisor changed firm
Jacqueline Paredes Sedlak left Great Lakes Advisors, Llc for William Blair & Company L.L.C. (registered 2022-05-09)
Form ADVobserved 6 days ago