RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Jacqueline Paredes Sedlak
- Title
- Director of Compliancereportedrothschildwealth.comfirm site, Sep 15, 2026
- Years, as the firm states
- 18reportedrothschildwealth.com“With 18 years of experience in risk management, compliance oversight, and policy development, Jacquei began her finance career in 2007 at Ziegler, where she developed a zeal for compliance culture.”
- Professional profile
- rothschildwealth.com/team/jacqueline-sedlakreportedrothschildwealth.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- Rothschild Wealth LLC independent RIA currentsince Jan 30, 2025 · Oakbrook, Il
- Rothschild Investment independent RIA currentsince Jan 28, 2025 · Chicago, Il
- Hightower Advisors, LLC BD affiliatedOct 16, 2023 to Jan 22, 2025 · Chicago, Il
- William Blair & Company L.L.C. BD affiliatedMay 9, 2022 to Aug 30, 2023 · Chicago, Il
- Great Lakes Advisors, LLC otherJun 19, 2017 to May 6, 2022 · Chicago, Il
- Wintrust Investments formerNov 29, 2012 to May 6, 2022 · Chicago, Il
- Hightower Advisors, LLC to Rothschild Investmentleft Jan 22, 2025, registered Jan 28, 2025 (6 days) · Affiliated broker-dealer or bank to independent RIA
- William Blair & Company L.L.C. to Hightower Advisors, LLCleft Aug 30, 2023, registered Oct 16, 2023 (47 days) · Affiliated broker-dealer or bank to another
- Great Lakes Advisors, LLC to William Blair & Company L.L.C.left May 6, 2022, registered May 9, 2022 (3 days) · Other
- Wintrust Investments to Great Lakes Advisors, LLCleft May 6, 2022, registered Jun 19, 2017 (-1782 days) · channel change inside one enterprise, not a move
- Jacqueline Paredes Sedlak left Hightower Advisors, Llc for Rothschild Investment (registered 2025-01-28)Jan 22, 2025 · Advisor changed firm · fact
- Jacqueline Paredes Sedlak left William Blair & Company L.L.C. for Hightower Advisors, Llc (registered 2023-10-16)Aug 30, 2023 · Advisor changed firm · fact
- Jacqueline Paredes Sedlak left Great Lakes Advisors, Llc for William Blair & Company L.L.C. (registered 2022-05-09)May 6, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address