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RIA / WealthAdvisor24 years in industry

YOUNG SUH KIM

Advisor at ANACAPA FINANCIAL, LLC

Montrose, CA | VENTURA, CA

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Search this name across graphsid dfx:ria:a7e14ff6-7dbf-1616-822e-445d62c55221

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Nov 21, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ANACAPA FINANCIAL, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 26, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Aug 26, 2002
First registration: Nov 21, 2011
Dual registered: no
Other names: Young Kim
IAPD individual key: 4322485

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ANACAPA FINANCIAL, LLC	State registered	Jan 1, 2026	n/a	yes	VENTURA, CA\|Montrose, CA	Current employment
ALDEN INVESTMENT GROUP	Independent wealth	May 25, 2023	Oct 31, 2024	no	Montrose, CA\|WAYNE, PA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Aug 3, 2021	Feb 22, 2023	no	Los Angeles, CA\|Los Angeles, CA\|Los Angeles, CA\|Downey, CA	Previous registration
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	Nov 4, 2016	Aug 2, 2021	no	Los Angeles, CA\|Los Angeles, CA\|Los Angeles, CA\|Downey, CA	Previous registration
WESCOM FINANCIAL SERVICES, LLC	Former SEC adviser	Aug 9, 2013	Nov 1, 2016	no	GLENDALE, CA\|CULVER CITY, CA\|PASADENA, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 21, 2011	Sep 6, 2012	no	LOS ANGELES, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ALDEN INVESTMENT GROUP	ANACAPA FINANCIAL, LLC	Oct 31, 2024	Jan 1, 2026	427	Firm change after gap	RIA to state RIA
AMERIPRISE FINANCIAL SERVICES, LLC	ALDEN INVESTMENT GROUP	Feb 22, 2023	May 25, 2023	92	Firm change	Ibd to RIA
CUSO FINANCIAL SERVICES, L.P.	AMERIPRISE FINANCIAL SERVICES, LLC	Aug 2, 2021	Aug 3, 2021	1	Firm change	Ibd to ibd
WESCOM FINANCIAL SERVICES, LLC	CUSO FINANCIAL SERVICES, L.P.	Nov 1, 2016	Nov 4, 2016	3	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WESCOM FINANCIAL SERVICES, LLC	Sep 6, 2012	Aug 9, 2013	337	Firm change	Wirehouse to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
42132:6363:CA:2021-08-02	Aug 2, 2021	Aug 3, 2021	DOWNEY, CA	Firm change

Relationships

Registered with (6)

→ ANACAPA FINANCIAL, LLCRegistered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ ALDEN INVESTMENT GROUPRegistered adviserregistration: previous registration
May 25, 2023 to Oct 31, 2024factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Aug 3, 2021 to Feb 22, 2023factForm ADV
→ CUSO FINANCIAL SERVICES, L.P.Registered adviserregistration: previous registration
Nov 4, 2016 to Aug 2, 2021factForm ADV
→ WESCOM FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Aug 9, 2013 to Nov 1, 2016factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Nov 21, 2011 to Sep 6, 2012factForm ADV

Dated events

Occurred
Oct 31, 2024
Advisor changed firm
Young Suh Kim left Alden Investment Group for Anacapa Financial, Llc (registered 2026-01-01)
Form ADVobserved 5 days ago
Occurred
Feb 22, 2023
Advisor changed firm
Young Suh Kim left Ameriprise Financial Services, Llc for Alden Investment Group (registered 2023-05-25)
Form ADVobserved 5 days ago