RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- W•••• F•••• A••••••• wirehouse currentsince Jul 22, 2025 · Fort Lee, Nj
- M••••• S•••••• wirehouseNov 29, 2023 to Aug 20, 2025 · Paramus, Nj
- V•• F•••••••• L•• independent RIAFeb 13, 2023 to Sep 19, 2023 · Staten Island, Ny
- M••••• S•••••• to W•••• F•••• A•••••••left Aug 20, 2025, registered Jul 22, 2025 (-29 days) · Wirehouse to wirehouse · moved with a team
- V•• F•••••••• L•• to M••••• S••••••left Sep 19, 2023, registered Nov 29, 2023 (71 days) · RIA to wirehouse
- S•••••• T•••• left M••••• S•••••• for W•••• F•••• A••••••• (registered 2025-07-22)Aug 20, 2025 · Advisor changed firm · fact
- S•••••• T•••• left V•• F•••••••• L•• for M••••• S•••••• (registered 2023-11-29)Sep 19, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address