DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Dakore Wealth Management, LLC

Former SEC-registered adviserPalm Beach Gardens, FloridaCRD 310618SEC 801-122730websiteIAPD
Latest filing Mar 19, 2024
First filing on the tape Oct 21, 2021 · 11 filings
SEC status approved since Nov 22, 2021
RAUM
$76.6M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$74.6M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$76.6M as of Mar 15, 2024
Mar 10, 2022$27.3M then
HNW client RAUM$24.3M as of Mar 15, 2024
Mar 10, 2022$16.4M then
State-registered IARs (5.B.3)1 as of Mar 15, 2024
Mar 10, 20221 then
Employees (5.A)2 as of Mar 15, 2024
Mar 10, 20221 then
Private funds: no history
RAUM +111% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Mar 19, 2024; every figure names its basis
RAUM per advisor
$76.6MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
42derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.7MderivedHNW RAUM over HNW clients
Average account
$696,561derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
0.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+111%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+20%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$50.3M66%
  • High-net-worth individuals$24.3M32%
  • Corporations and businesses$2.0M2.6%
Individual clients
33reported
HNW clients
9reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
110reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Marie Kayla Berg · Chief Compliance Officercontrol
    since 07/2021 · owns less than 5%
  • F. Charles Mullen · Chief Executive Officercontrol
    since 08/2020 · owns less than 5%
Entity owners
  • Apple Growth Partners, LLC · Owner
    direct · owns 50% to 75%
  • Cheyenne Capital Partners, LLC · Owner
    direct · owns 25% to 50%
  • Dakota Capital, LLC · Owner
    indirect · owns 75% or more of Cheyenne Capital Partners, LLC
  • Dakota Wealth Management, LLC · Owner
    indirect · owns 75% or more of Dakota Capital, LLC
Related persons
Schedule D 7.A
  • Apple Growth Partners, LLC
    insurancen
  • Dakota Tax Services, LLC
    insurancen
  • Dakota Wealth, LLC
    investment adviserpooled vehicle sponsornRAUM $6.9B
  • Persimmon Gp II, LLC
    pooled vehicle sponsorn
Advisers that list Dakore Wealth Management, LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Akron, Oh000
Offices
Schedule D 1.F, the 25 largest
  • Akron, OH1 employees
What changed
consecutive filings, newest first
  • Assets in custody · 62982879.0 to unset
    Mar 15, 2024 to Mar 19, 2024
  • Custody of client assets · true to false
    Mar 15, 2024 to Mar 19, 2024
  • Accounts · 88 to 110
    Mar 20, 2023 to Mar 15, 2024
  • HNW clients · 6 to 9
    Mar 20, 2023 to Mar 15, 2024
  • Individual clients · 29 to 33
    Mar 20, 2023 to Mar 15, 2024
  • Assets in custody · unset to 62982879.0
    Mar 20, 2023 to Mar 15, 2024
  • Custody of client assets · false to true
    Mar 20, 2023 to Mar 15, 2024
  • Employees · 3 to 2
    Mar 20, 2023 to Mar 15, 2024
  • Discretionary RAUM · $36.4M to $76.6M
    Mar 20, 2023 to Mar 15, 2024
  • HNW RAUM · $13.6M to $24.3M
    Mar 20, 2023 to Mar 15, 2024
  • Individual RAUM · $22.7M to $50.3M
    Mar 20, 2023 to Mar 15, 2024
  • RAUM · $36.4M to $76.6M
    Mar 20, 2023 to Mar 15, 2024
  • Accounts · 51 to 88
    Oct 18, 2022 to Mar 20, 2023
  • Individual clients · 16 to 29
    Oct 18, 2022 to Mar 20, 2023
  • Employees · 1 to 3
    Oct 18, 2022 to Mar 20, 2023
  • Discretionary RAUM · $27.3M to $36.4M
    Oct 18, 2022 to Mar 20, 2023
  • HNW RAUM · $16.4M to $13.6M
    Oct 18, 2022 to Mar 20, 2023
  • Individual RAUM · $10.9M to $22.7M
    Oct 18, 2022 to Mar 20, 2023
  • RAUM · $27.3M to $36.4M
    Oct 18, 2022 to Mar 20, 2023
  • Accounts · 9 to 51
    Oct 28, 2021 to Mar 10, 2022
  • HNW clients · unset to 6.0
    Oct 28, 2021 to Mar 10, 2022
  • Individual clients · unset to 16.0
    Oct 28, 2021 to Mar 10, 2022
  • Financial planning clients · 0 to 1-10
    Oct 28, 2021 to Mar 10, 2022
  • Discretionary RAUM · $3.1M to $27.3M
    Oct 28, 2021 to Mar 10, 2022
  • HNW RAUM · $2.3M to $16.4M
    Oct 28, 2021 to Mar 10, 2022
  • Individual RAUM · $612,738 to $10.9M
    Oct 28, 2021 to Mar 10, 2022
  • Pension RAUM · 0.0 to unset
    Oct 28, 2021 to Mar 10, 2022
  • Pooled vehicle RAUM · 0.0 to unset
    Oct 28, 2021 to Mar 10, 2022
  • RAUM · $3.1M to $27.3M
    Oct 28, 2021 to Mar 10, 2022
Signals
3 dated events
  • Dakore Wealth Management, Llc no longer on the SEC adviser roster (last listed 2025-02-03, RAUM $76.6M)
    Mar 6, 2025 · Left the SEC roster · derived
  • Peter Nickel Augustin no longer registered at Dakore Wealth Management, Llc; no later IA registration on IAPD
    Feb 26, 2025 · Advisor departure · fact
  • Dakore Wealth Management, Llc filed its initial SEC registration (Form ADV)
    Oct 21, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026