RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• M• V••••
- Title
- Private Client Advisor | CFP®reportedrockwoodwealth.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- R••••••• W••••• M••••••••• L•• independent RIA currentsince Dec 14, 2020 · New Hope, Pa
- M•••••• BD affiliatedApr 8, 2019 to Dec 1, 2020 · Blue Bell, Pa
- J•• W••••• A•••••••• L•• independent RIAOct 2, 2015 to Apr 11, 2019 · Doylestown, Pa
- C••••••••• I••••••••• S••••••••• L•• formerMay 24, 2006 to Oct 13, 2015 · Yardley, Pa
- V••••••• A•••••••• I••• BD affiliatedOct 14, 2002 to May 16, 2005 · Valley Forge, Pa
- M•••••• to R••••••• W••••• M••••••••• L••left Dec 1, 2020, registered Dec 14, 2020 (13 days) · Affiliated broker-dealer or bank to independent RIA
- J•• W••••• A•••••••• L•• to M••••••left Apr 11, 2019, registered Apr 8, 2019 (-3 days) · RIA to affiliated broker-dealer or bank
- C••••••••• I••••••••• S••••••••• L•• to J•• W••••• A•••••••• L••left Oct 13, 2015, registered Oct 2, 2015 (-11 days) · Other · moved with a team
- V••••••• A•••••••• I••• to C••••••••• I••••••••• S••••••••• L••left May 16, 2005, registered May 24, 2006 (373 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address