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E••• C• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

E••• C• M••••••

Advisor at I• F•••••••• A••••••• S••••••• L••

Daytona Beach, FL | CHARLOTTE, NC

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Search this name across graphsid dfx:ria:a8ae8037-1125-a9f2-225f-c1e25fd4e154

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jan 3, 1997 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I• F•••••••• A••••••• S••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 10, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I• F•••••••• A••••••• S••••••• L••	Independent wealth	Jul 15, 2020	n/a	yes	Daytona Beach, FL\|CHARLOTTE, NC	Current employment
I• F•••••••• A••••••• S••••••• L••	Independent wealth	Jan 13, 2020	Apr 23, 2020	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	I• F•••••••• A••••••• S••••••• L••	May 22, 2017	Jan 13, 2020	966	Firm change after gap	Ibd to RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	A••••••••• F•••••••• S•••••••• L••	Mar 14, 2012

Relationships

Registered with (6)

→ I• F•••••••• A••••••• S••••••• L••Registered adviserregistration: previous registration
Jan 13, 2020 to Apr 23, 2020factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 12, 2012 to May 22, 2017factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jun 20, 2005 to Mar 14, 2012factForm ADV
→ B••• O• A•••••• I••••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a8ae8037-1125-a9f2-225f-c1e25fd4e154
First observed: Jan 3, 1997
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.