RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• W• R•••••
- A•••••• C•••••• L•• independent RIA currentsince Jan 4, 2013 · Little Rock, Ar
- B•• F•••••••• L•• formerAug 16, 2011 to Dec 31, 2012 · Little Rock, Ar
- V••• F•••••••• A•••••••• I••• BD affiliatedJun 8, 2010 to Aug 11, 2011 · Colorado Springs, Co
- R•••• A•••••••• L•• formerJan 20, 2010 to Jun 2, 2010 · Grandville, Mi
- E••••• J•••• national BDJun 19, 2007 to Jan 20, 2010 · Little Rock, Ar
- B•• F•••••••• L•• to A•••••• C•••••• L••left Dec 31, 2012, registered Jan 4, 2013 (4 days) · RIA to RIA
- V••• F•••••••• A•••••••• I••• to B•• F•••••••• L••left Aug 11, 2011, registered Aug 16, 2011 (5 days) · Other
- R•••• A•••••••• L•• to V••• F•••••••• A•••••••• I•••left Jun 2, 2010, registered Jun 8, 2010 (6 days) · Other
- E••••• J•••• to R•••• A•••••••• L••left Jan 20, 2010, registered Jan 20, 2010 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address