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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

MICHAEL JOHN BRANDONE

Advisor at ASSET ALLOCATION STRATEGIES, LLC

AUBREY, TX | FARMINGTON, MI

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: May 3, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ASSET ALLOCATION STRATEGIES, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Aug 1, 1996
First registration: May 3, 2006
Dual registered: yes, broker-dealer
Other names: MICHAEL JOHN BRANDONE|Mike Brandone
IAPD individual key: 1023456

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ASSET ALLOCATION STRATEGIES, LLC	Independent wealth	Jan 3, 2019	n/a	yes	FARMINGTON, MI\|AUBREY, TX	Current employment
Trutoro	Former SEC adviser	Jul 13, 2017	Dec 13, 2018	no	Frisco, TX\|CONWAY, AR\|CONWAY, AR	Previous registration
SIMPLYRIA ADVISOR NETWORK	Independent wealth	May 22, 2017	Jul 19, 2017	no	FRISCO, TX\|BRIGHTON, MI	Previous registration
EAGLE FINANCIAL ADVISORS, LLC	Former SEC adviser	Sep 16, 2013	May 26, 2015	no	FRISCO, TX	Previous registration
CALTON & ASSOCIATES, INC.	Independent wealth	May 24, 2013	Dec 22, 2014	no	TAMPA, FL\|TAMPA, FL\|FRISCO, TX\|CINCINNATI, OH\|FRISCO, TX	Previous registration
QUESTAR ASSET MANAGEMENT, INC.	Former SEC adviser	Aug 22, 2011	Apr 1, 2013	no	MINNEAPOLIS, MN	Previous registration
SIGNATOR FINANCIAL SERVICES, INC.	Former SEC adviser	Feb 9, 2010	Aug 23, 2011	no	Bellevue, WA\|BOISE, ID	Previous registration
TORREY PINES SECURITIES, INC.	n/a	Dec 10, 2008	Dec 31, 2009	no	DEL MAR, CA\|SAN DIEGO, CA\|SAN DIEGO, CA\|DEL MAR, CA	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	May 3, 2006	Feb 19, 2008	no	SCOTTSDALE, AZ\|CARLSBAD, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Trutoro	ASSET ALLOCATION STRATEGIES, LLC	Dec 13, 2018	Jan 3, 2019	21	Firm change	RIA to RIA
SIMPLYRIA ADVISOR NETWORK	Trutoro	Jul 19, 2017	Jul 13, 2017	-6	Firm change	Other
EAGLE FINANCIAL ADVISORS, LLC	SIMPLYRIA ADVISOR NETWORK	May 26, 2015	May 22, 2017	727	Firm change after gap	Other
CALTON & ASSOCIATES, INC.	EAGLE FINANCIAL ADVISORS, LLC	Dec 22, 2014	Sep 16, 2013	-462	Firm change after gap	Other
QUESTAR ASSET MANAGEMENT, INC.	CALTON & ASSOCIATES, INC.	Apr 1, 2013	May 24, 2013	53	Firm change	Other
SIGNATOR FINANCIAL SERVICES, INC.	QUESTAR ASSET MANAGEMENT, INC.	Aug 23, 2011	Aug 22, 2011	-1	Firm change	Other
TORREY PINES SECURITIES, INC.	SIGNATOR FINANCIAL SERVICES, INC.	Dec 31, 2009	Feb 9, 2010	40	Firm change	Other
MSI FINANCIAL SERVICES, INC.	TORREY PINES SECURITIES, INC.	Feb 19, 2008	Dec 10, 2008	295	Firm change	Other

Relationships

Registered with (9)

→ ASSET ALLOCATION STRATEGIES, LLCRegistered adviserregistration: current employment
Jan 3, 2019 to presentfactForm ADV
→ TRUTORORegistered adviserregistration: previous registration
Jul 13, 2017 to Dec 13, 2018factForm ADV
→ SIMPLYRIA ADVISOR NETWORKRegistered adviserregistration: previous registration
May 22, 2017 to Jul 19, 2017factForm ADV
→ EAGLE FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 16, 2013 to May 26, 2015factForm ADV
→ CALTON & ASSOCIATES, INC.Registered adviserregistration: previous registration
May 24, 2013 to Dec 22, 2014factForm ADV
→ QUESTAR ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Aug 22, 2011 to Apr 1, 2013factForm ADV
→ SIGNATOR FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Feb 9, 2010 to Aug 23, 2011factForm ADV
→ TORREY PINES SECURITIES, INC.Registered adviserregistration: previous registration
Dec 10, 2008 to Dec 31, 2009factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
May 3, 2006 to Feb 19, 2008factForm ADV

Dated events

No dated event names this entity yet.